Peter F. Maiorano

CIBC WORLD MARKETS

New York, NY 10017

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CRD#: 1318684

Professional summary

Peter Frank Maiorano is a registered financial professional currently at CIBC WORLD MARKETS CORP. located in New York, New York.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1987. Peter has worked at 4 firms and has passed the Series 63, Series 72, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Frank Maiorano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 1997 - Present

CIBC WORLD MARKETS CORP.

Office #1: 300 Madison Avenue Sixth Floor, New York, NY 10017

CRD#: 630

New York, NY

Past

November 1, 1995 - November 3, 1997

CIBC WOOD GUNDY SECURITIES CORP.

CRD#: 3801

NEW YORK, NY

Past

September 1, 1988 - October 2, 1995

S.G. WARBURG & CO. INC.

CRD#: 1483

NEW YORK, NY

Past

August 5, 1987 - September 1, 1988

S.G. WARBURG SECURITIES INC.

CRD#: 14641

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(11/20/2013)

New York
(11/3/1997)

Exams

State Security Law Exam

Series 63

Date: 1/12/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 72

Date: 1/2/2023

Government Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/20/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/28/1995

General Securities Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq GEMX, LLC

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

CIBC WORLD MARKETS CORP.

CIBC OPPENHEIMER | OPPENHEIMER & CO., INC. | CIBC WORLD MARKETS CORP. | CIBC WORLD MARKETS | CIBC OPPENHEIMER CORP.

CRD#: 630 / SEC#: , 8-18333

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

300 Madison Avenue Sixth Floor, New York, NY 10017

Mailing Address

300 Madison Avenue Sixth Floor, New York, NY 10017

Phone number

(212) 856-4000

Established

Delaware since 07/31/1969

Firm type

Corporation

Fiscal year end

October

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CIBC INC.	100% SHAREHOLDER
CONSOLA, PATRICK D	CHIEF COMPLIANCE OFFICER	1133831
DUBCZAK, ROMAN STEPAN	DIRECTOR	5511542
GRIFFITH, MARVIN SCOTT	PRINCIPAL FINANCIAL OFFICER	1670889
PERRY, ACHILLES M	GENERAL COUNSEL, ASSISTANT SECRETARY, DIRECTOR	4183476
PRICE, ERIC S	CHIEF EXECUTIVE OFFICER & PRESIDENT	1985843
TRABOULSI, ALFRED	MANAGING DIRECTOR, HEAD US INVESTMENT BANKING	6594715
ZELLERMAYER, MICHAEL	PRINCIPAL OPERATIONS OFFICER	1662785

Disclosures

Regulatory Event	76
Arbitration	86

Red Flags

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Firm Stability Insights

Peter F. Maiorano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Frank Maiorano's CRS (Customer Relationship Summary).

Certified licenses

Experience

CIBC WOOD GUNDY SECURITIES CORP.

S.G. WARBURG & CO. INC.

S.G. WARBURG SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/12/1989

Series 72

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/20/1988

Series 24

Date: 6/28/1995

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

NYSE American LLC

NYSE Arca, Inc.

Nasdaq GEMX, LLC

Nasdaq ISE, LLC

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

CIBC WORLD MARKETS CORP.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CIBC WORLD MARKETS CORP.

TRUST BUT VERIFY

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