Kathleen M. Buske
Professional summary
Kathleen Mary Buske, CFP®, who also goes by Kathleen Mary Kramer, Kate Oneill, Kathleen Mary Oneill, is a registered financial advisor currently at VALLEY WEALTH MANAGERS, INC. located in Paramus, New Jersey.
Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Kathleen has worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kathleen Mary Buske's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1987
Experience
April 9, 2016 - Present
VALLEY WEALTH MANAGERS, INC.
Office #1: 80 East Ridgewood Ave Suite 3, Paramus, NJ 07652January 3, 2013 - July 3, 2013
ESSEX NATIONAL SECURITIES, LLC
April 22, 2010 - December 20, 2010
SENTINEL SECURITIES, LLC.
May 31, 2006 - April 17, 2008
GLEN RAUCH SECURITIES, INC.
February 25, 2004 - March 25, 2004
GLEN RAUCH SECURITIES, INC.
June 26, 2002 - April 7, 2016
NEW CENTURY ASSET MANAGEMENT, INC.
February 11, 1998 - February 28, 2002
DRESKIN, GILLMAN & GRANET, INC.
March 15, 1990 - February 25, 1998
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 19, 1989 - March 21, 1990
OSAIC WEALTH, INC.
September 24, 1985 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
Primary Firm SEC Registration
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879 / SEC#: 801-25461
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/29/2023)
Exams
Current Firm
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879 / SEC#: 801-25461
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,957 |
| AUM (Assets Under Management) | $ 2,317,257,859 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 09/07/2023 | ||
| 10/04/2022 |
Red Flags
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