F. A. Thinnes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
F. Andrew Thinnes, who also goes by Andrew F Thinnes, Andy Thinnes III, F Andrew Thinnes III, F Andrew Thinnes, F. Andrew Thinnes Iii, Francis Thinnes Iii, was a registered financial professional .
F. is a previously registered financial professional and started their career in finance in 1988. F. had worked at 19 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2014 - September 14, 2015
BUTLER CAPITAL PARTNERS
June 8, 2011 - February 21, 2012
MATRIX CAPITAL GROUP, INC.
December 10, 2010 - May 31, 2011
SECUREVEST FINANCIAL GROUP
May 12, 2010 - October 18, 2010
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
November 11, 2009 - October 18, 2010
FEDERATED SECURITIES CORP.
March 12, 2008 - October 18, 2010
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
March 12, 2008 - October 18, 2010
FEDERATED INVESTMENT COUNSELING
March 12, 2008 - October 18, 2010
FEDERATED SECURITIES CORP.
May 11, 2007 - March 11, 2008
ALPS DISTRIBUTORS, INC.
October 10, 2006 - February 27, 2007
PGIM, INC.
October 4, 2006 - February 27, 2007
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
August 23, 2005 - October 7, 2005
LASALLE FINANCIAL SERVICES, INC.
March 8, 2004 - March 26, 2004
WADDELL & REED
April 7, 2003 - July 18, 2003
IVY DISTRIBUTORS, INC.
June 12, 2002 - March 31, 2003
WADDELL & REED
April 23, 2001 - March 26, 2004
WADDELL & REED
April 7, 1995 - September 11, 2000
STRONG INVESTMENTS, INC.
August 16, 1994 - April 10, 1995
PERSHING LLC
June 1, 1994 - August 18, 1994
ALEX. BROWN & SONS INCORPORATED
July 29, 1991 - June 8, 1994
MORGAN STANLEY & CO. LLC
July 19, 1989 - September 14, 1989
J.P. MORGAN SECURITIES LLC
March 2, 1988 - March 10, 1988
KEMPER FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUTLER CAPITAL PARTNERS
CRD#: 114242 / SEC#: , 8-53413
Contact information
FINRA licenses (22 States and Territories)
Red Flags
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