David A. Pearre
Professional summary
David Alexander Pearre II, who also goes by David A Pearre II, is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Lake Bluff, Illinois.
David is registered as a RR (Registered Representative) and started their career in finance in 1984. David has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Alexander Pearre II's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2015 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 101 Waukegan Road Suite 650, Lake Bluff, IL 60044January 29, 2013 - April 13, 2015
ONEAMERICA SECURITIES, INC.
January 22, 1998 - January 8, 2013
MML INVESTORS SERVICES, LLC
August 19, 1994 - January 20, 1998
GUARDIAN INVESTOR SERVICES LLC
June 23, 1994 - September 19, 1994
MONY SECURITIES CORPORATION
December 11, 1984 - February 8, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 11, 1984 - February 8, 1994
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/23/2018)
(1/27/2021)
(1/27/2021)
(1/27/2021)
(4/20/2015)
(7/7/2016)
(2/18/2021)
(11/11/2024)
(1/17/2025)
(1/27/2021)
(1/27/2021)
(1/27/2021)
Exams
FINRA
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
