Douglas L. Schutte
Professional summary
Douglas Lindsley Schutte, who also goes by Douglas L Schutte, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Jamestown, New York and OSAIC WEALTH, INC. located in Jamestown, New York.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Douglas has worked at 15 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Lindsley Schutte's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 18, 2025 - Present
NWF ADVISORY SERVICES INC
Office #1: 1285 North Main St, Jamestown, NY 14701October 9, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 1285 North Main St, Jamestown, NY 14701October 9, 2023 - July 2, 2025
THE AMERIFLEX GROUP
September 8, 2022 - October 19, 2023
CETERA ADVISORS LLC
November 12, 2020 - October 19, 2023
CETERA INVESTMENT ADVISERS LLC
November 28, 2011 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
November 28, 2011 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
July 29, 2009 - December 31, 2011
SECURITIES AMERICA ADVISORS, INC.
May 22, 2007 - December 31, 2011
SECURITIES AMERICA, INC.
August 13, 2003 - December 31, 2007
SUMMIT FINANCIAL ADVISORS, LLC
October 9, 2002 - May 25, 2007
NEW ENGLAND SECURITIES
April 4, 1996 - November 8, 2002
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
September 26, 1994 - May 1, 1996
LINCOLN FINANCIAL DISTRIBUTORS, INC.
November 24, 1993 - June 13, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 24, 1993 - June 13, 1994
EQUITABLE ADVISORS, LLC
November 26, 1984 - March 25, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 26, 1984 - March 25, 1992
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/9/2023)
(4/23/2024)
(10/9/2023)
(8/28/2025)
(10/9/2023)
(10/18/2023)
(3/14/2024)
(1/18/2024)
(10/9/2023)
(10/10/2023)
(10/9/2023)
(10/9/2023)
(10/9/2023)
(5/18/2025)
(10/20/2023)
(10/9/2023)
(10/9/2023)
(10/9/2023)
(10/9/2023)
(10/9/2023)
(10/9/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
Contact information
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
NWF ADVISORY SERVICES INC
CRD#: 110410Jamestown, NY 14701TRUST BUT VERIFY
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