Vincent G. Degasperis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent George Degasperis was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1984. Vincent had worked at 20 firms and has passed the Series 63, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2012 - April 12, 2013
MUTUAL OF AMERICA SECURITIES LLC
December 10, 2012 - April 12, 2013
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
March 26, 2012 - May 21, 2012
NEWBRIDGE SECURITIES CORPORATION
December 21, 2010 - March 23, 2012
MSI FINANCIAL SERVICES, INC.
July 1, 2010 - December 7, 2010
CHASE INVESTMENT SERVICES CORP.
October 30, 2007 - November 24, 2009
NEW ENGLAND SECURITIES
September 30, 2005 - October 1, 2007
WAMU INVESTMENTS, INC.
July 15, 2005 - September 2, 2005
SUMMIT BROKERAGE SERVICES, INC.
May 14, 2004 - July 7, 2005
NYLIFE SECURITIES LLC
July 15, 2003 - March 8, 2004
BNY INVESTMENT CENTER INC.
July 10, 2000 - July 9, 2003
IFMG SECURITIES, INC.
May 1, 2000 - July 7, 2000
OSAIC WEALTH, INC.
April 18, 1996 - April 24, 2000
REPUBLIC FINANCIAL SERVICES CORPORATION
March 1, 1996 - April 25, 1996
HSBC BROKERAGE (USA) INC.
June 9, 1995 - March 8, 1996
CHARLES SCHWAB & CO., INC.
July 6, 1994 - June 9, 1995
ESSEX NATIONAL SECURITIES, LLC
December 7, 1991 - June 23, 1994
GRIFFIN FINANCIAL SERVICES
October 19, 1990 - January 1, 1992
CITICORP FINANCIAL SERVICES,INC.
October 16, 1990 - October 7, 1991
NORTHEAST BROKERAGE SERVICES CORPORATION
October 22, 1988 - September 10, 1990
WAMU INVESTMENTS, INC.
December 18, 1984 - August 25, 1988
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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