Vernon C. Sumnicht
Professional summary
Vernon Coffey Sumnicht, CFP®, who also goes by Vern Sumnicht, is a registered financial advisor currently at SUMNICHT & ASSOCIATES, LLC located in Appleton, Wisconsin and ISECTORS, LLC located in Appleton, Wisconsin.
Vernon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Vernon has worked at 3 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Vernon Coffey Sumnicht's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1988
Experience
November 4, 2003 - Present
SUMNICHT & ASSOCIATES, LLC
Office #1: 5485 W Grande Market Drive Suite D, Appleton, WI 54913Office #2: W 6240 Communication Court Suite One, Appleton, WI 54914January 29, 2014 - Present
ISECTORS, LLC
Office #1: 5485 W Grande Market Drive Suite D, Appleton, WI 54913October 26, 1984 - December 13, 1988
HOWE BARNES HOEFER & ARNETT, INC.
Primary Firm SEC Registration
SUMNICHT & ASSOCIATES, LLC
CRD#: 111421 / SEC#: 801-60309
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/29/2021)
(11/4/2003)
(11/4/2003)
Exams
Current Firm
SUMNICHT & ASSOCIATES, LLC
CRD#: 111421 / SEC#: 801-60309
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 69 |
| AUM (Assets Under Management) | $ 100,444,400 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 04/10/2024 | ||
| 04/10/2023 |
Red Flags
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