NL
Nola V. Leuthner
CETERA INVESTMENT ADVISERS LLC
GREEN BAY, WI 54302
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CRD#: 1315220
NL
Professional summary
Nola Valerie Leuthner, who also goes by Nola V Leuthner, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Green Bay, Wisconsin and CETERA FINANCIAL SPECIALISTS LLC located in Green Bay, Wisconsin.
Nola is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Nola has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nola V Leuthner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NOTARY PUBLIC, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, NOTARY SERVICES, 1H/MONTH, SINCE 01/2018. 2) ELECTION OBSERVER/POLL WORKER, NOT INVESTMENT RELATED, ADDRESS VARIES BY ELECTION AND POLL LOCATION, GREEN BAY, WI, OBSERVE ELECTIONS, WORK POLLS A FEW DAYS PER YEAR IN BROWN COUNTY, WI AT VARIOUS SITES, 0H/WEEK, SINCE 09/2024. 3) NAME OF OTHER BUSINESS: LEUTHNER FINANCIAL CONSULTING SERVICES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/1991, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Nola Valerie Leuthner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 2, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1792 E Mason St, Green Bay, WI 54302RIA
CRD#: 105644
GREEN BAY, WI
Current
December 2, 2024 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 1792 E Mason St, Green Bay, WI 54302BD
CRD#: 10358
GREEN BAY, WI
Past
July 16, 2018 - December 16, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
GREEN BAY, WI
Past
July 16, 2018 - December 16, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
GREEN BAY, WI
Past
November 1, 2017 - July 17, 2018
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
GREEN BAY, WI
Past
November 1, 2017 - July 17, 2018
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
GREEN BAY, WI
Past
March 20, 2006 - November 1, 2017
GIRARD SECURITIES, INC.
RIA
CRD#: 18697
GREEN BAY, WI
Past
September 11, 2002 - November 1, 2017
GIRARD SECURITIES, INC.
BD
CRD#: 18697
GREEN BAY, WI
Past
January 3, 1991 - September 14, 2002
SPELMAN & CO., INC.
BD
CRD#: 10232
PHOENIX, AZ
Past
February 21, 1985 - January 4, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/2/2025)
RR
Arkansas(12/2/2024)
RR
California(12/2/2024)
RR
Colorado(12/2/2024)
RR
District of Columbia(12/2/2024)
RR
Florida(12/2/2024)
RR
Georgia(7/31/2025)
RR
Idaho(2/4/2025)
RR
Illinois(12/2/2024)
RR
Maryland(10/2/2025)
RR
Massachusetts(12/2/2024)
RR
Michigan(12/2/2024)
RR
Minnesota(12/2/2024)
RR
Mississippi(8/18/2025)
RR
Nevada(12/2/2024)
RR
New Hampshire(10/6/2025)
RR
New Jersey(7/17/2025)
RR
New Mexico(8/18/2025)
RR
North Carolina(5/22/2025)
RR
Oklahoma(12/2/2024)
RR
Oregon(9/23/2025)
RR
Pennsylvania(12/2/2024)
RR
South Carolina(12/2/2024)
RR
South Dakota(11/13/2025)
RR
Texas(12/2/2024)
IAR
Texas(12/3/2024)
RR
Virginia(12/2/2024)
RR
Washington(10/30/2025)
IAR
Wisconsin(12/2/2024)
RR
Wisconsin(12/3/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Green Bay, WI 54302TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
