David L. Hoshour

CORNERSTONE INVESTMENT SERVICES

Indian Trail, NC

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CRD#: 1315143

Professional summary

David Leslie Hoshour, AIF®, who also goes by David L Hoshour, is a registered financial advisor currently at CORNERSTONE INVESTMENT SERVICES, INC. located in Indian Trail, North Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. David has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David L Hoshour

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Leslie Hoshour's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 18, 2010 - Present

CORNERSTONE INVESTMENT SERVICES, INC.

RIA

CRD#: 118437

Indian Trail, NC

Past

January 28, 1993 - August 17, 1995

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

February 26, 1988 - May 7, 1991

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

December 19, 1984 - March 3, 1988

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(4/3/2013)

IAR

South Carolina
(6/18/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/18/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/4/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/15/1984

General Securities Representative Examination

Current Firm

CORNERSTONE INVESTMENT SERVICES, INC.

CRD#: 118437 / SEC#: 801-63919

RIA

Registered Investment Advisory firm - (2/11/2011 Terminated)

Colorado

Registered Investment Advisory firm - (12/10/2012 Terminated)

North Carolina

Registered Investment Advisory firm - (3/18/2010 Approved)

South Carolina

Registered Investment Advisory firm - (7/20/2010 Approved)

Wyoming

Registered Investment Advisory firm - (9/18/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Indian Trail, NC

Mailing Address

Phone number

(704) 488-4976

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	130
AUM (Assets Under Management)	$ 62,140,661

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David L. Hoshour

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Leslie Hoshour's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORNERSTONE INVESTMENT SERVICES, INC.

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 2/18/1993

Series 63

Date: 1/4/1985

Series 7

Date: 12/15/1984

Current Firm

CORNERSTONE INVESTMENT SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE INVESTMENT SERVICES, INC.

TRUST BUT VERIFY

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