Kevin J. Donnelly
Professional summary
Kevin John Donnelly, CFP® is a registered financial advisor currently at PENDRAGON CAPITAL MANAGEMENT, INC. located in New York, New York and BROKERAGESELECT located in New York, New York.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Kevin has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kevin John Donnelly's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1989
Experience
August 24, 2022 - Present
PENDRAGON CAPITAL MANAGEMENT, INC.
December 5, 2002 - Present
BROKERAGESELECT
Office #1: 364 West 117th Street; Suite 5a, New York, NY 10026August 30, 2021 - December 31, 2022
KJ DONNELLY PLANNING LLC
March 21, 1994 - February 12, 2002
PMG SECURITIES CORPORATION
August 6, 1992 - March 8, 1994
NATHAN & LEWIS SECURITIES, INC.
November 28, 1984 - July 27, 1992
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/7/2005)
(1/11/2012)
(3/8/2005)
(8/4/2008)
(9/14/2020)
(1/11/2012)
(1/11/2012)
(3/8/2005)
(12/5/2002)
(8/24/2022)
(11/17/2016)
(10/3/2005)
(5/29/2024)
(10/3/2005)
Exams
FINRA
Current Firm
PENDRAGON CAPITAL MANAGEMENT, INC.
CRD#: 128659 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 102 |
| AUM (Assets Under Management) | $ 40,000,000 |
Red Flags
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