Robin J. Robertson

PACIFIC PEAK ADVISORS

KETCHUM, ID 83340

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CRD#: 1314405

Professional summary

Robin Jean Robertson, who also goes by Robin Jean Jones, Robin Jones, Jones Robin Jean Kovich, Robin Jean Kovich, Robin Jones Kovich, Robin Jones Robertson, Robin Jones Kovich Robertson, is a registered financial advisor currently at PACIFIC PEAK ADVISORS, LLC located in Ketchum, Idaho and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Robin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Robin has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 22 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) RJR Insurance And Financial Services, LLC - 1/1/2006 - 120 2nd Ave N Suite 108 Ketchum ID 83340 - Owner/President, life & health insurance sales, insurance agency, Investment Rel, 10 hrs/mo; 0 hrs/mo (during trading hours). 2.) PACIFIC PEAK ADVISORS - 1/1/2015 - 120 2nd ave. Suite 108 Ketchum Idaho 83343 - Investment advisor representative/principal/ compliance, investment advisory, Invt Rel, 160 hrs/mo; 160 hrs/mo (during trading hours). 3.) TLG ADVISORS, INC. - 1/2/2004 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robin Jean Robertson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2023 - Present

PACIFIC PEAK ADVISORS, LLC

Office #1: 120 N Second Avenue Suite 108, Ketchum, ID 83340

RIA

CRD#: 326711

KETCHUM, ID

Current

September 17, 2002 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

Summit, NJ

Past

January 6, 2004 - November 8, 2023

TLG ADVISORS, INC.

RIA

CRD#: 111052

Ketchum, ID

Past

April 18, 2002 - October 4, 2002

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

NEWPORT BEACH, CA

Past

March 19, 2002 - October 11, 2002

SLGG FINANCIAL AND INSURANCE SERVICES, LLC

CRD#: 117736

NEWPORT BEACH, CA

Past

September 26, 1990 - October 4, 2002

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

May 8, 1987 - January 2, 1988

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

CRD#: 2682

Past

May 8, 1987 - October 31, 1990

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

November 6, 1984 - June 9, 1986

CRESCENT SECURITIES CORPORATION

CRD#: 13263

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PACIFIC PEAK ADVISORS, LLC

CRD#: 326711 / SEC#: 801-128225

RIA

Registered Investment Advisory firm - (6/26/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/20/2019)

California
(9/17/2002)

Colorado
(3/6/2015)

Idaho
(9/17/2002)

IAR

Idaho
(6/26/2023)

Nevada
(1/30/2014)

North Carolina
(6/11/2020)

IAR

Texas
(6/27/2023)

Texas
(11/20/2023)

Utah
(2/9/2017)

Washington
(1/3/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/14/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/27/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/10/1987

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 11/5/1984

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/25/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PACIFIC PEAK ADVISORS, LLC

CRD#: 326711 / SEC#: 801-128225

RIA

Registered Investment Advisory firm - (6/26/2023 Approved)

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Contact information

Main Address

120 2nd Avenue Suite 108, Ketchum, ID 83340

Mailing Address

Po Box 4749, Ketchum, ID 83340

Phone number

(949) 737-2626

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PACIFIC PEAK ADVISORS, LLC FORM ADV 2A (2/6/2025)

Regulatory assets under management

Total Number of Accounts	412
AUM (Assets Under Management)	$ 207,434,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robin J. Robertson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robin Jean Robertson's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

TLG ADVISORS, INC.

SECURIAN FINANCIAL SERVICES, INC.

SLGG FINANCIAL AND INSURANCE SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

MML INVESTORS SERVICES, LLC

CRESCENT SECURITIES CORPORATION

Primary Firm SEC Registration

PACIFIC PEAK ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/14/1988

SIE

Date: 10/1/2018

Series 7

Date: 5/27/1997

Series 6

Date: 6/10/1987

Series 22

Date: 11/5/1984

Series 24

Date: 1/25/1999

FINRA

Current Firm

PACIFIC PEAK ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PACIFIC PEAK ADVISORS, LLC

TRUST BUT VERIFY

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