Stephen J. Gowers
Professional summary
Stephen Joseph Gowers is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1985. Stephen has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Joseph Gowers's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 1996 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901August 15, 1994 - December 31, 1994
ADVANTAGE CAPITAL CORPORATION
April 7, 1994 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
August 30, 1985 - August 28, 1993
C.A.L. INVESTMENT SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/8/1999)
(1/2/1997)
(1/2/2025)
(1/3/2007)
(10/10/2024)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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