Timothy J. Grimes

GRIMES & COMPANY

WESTBOROUGH, MA 01581

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CRD#: 1314207

Professional summary

Timothy John Grimes is a registered financial advisor currently at GRIMES & COMPANY located in Westborough, Massachusetts.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Timothy has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TRUSTEE~INVESTMENT RELATED~BOSTON, MA~MAY 2017~1HR PER MONTH~0HRS PER MONTH DURING MARKET~REPRESENTATIVE IS TRUSTEE FOR FAMILY TRUST 2) Carolyn F Grimes 2012 Trust*Yes Invest*Boston, MA*Trust*12/12/12*Trustee*Manage the trust assets as defined by the rules of the trust*1 Hr trade/1 non trade 3) Laura Grimes Trust FBO Thomas Grimes*Yes Invest*Walpole, MA*Trust*12/27/06*Manage the trust assets as defined by the rules of the trust*1 Hr Trade/1 Non trade 4) Laura Grimes Trust FBO Timothy Grimes* Yes Invest*Boston, MA*Trust*12/27/06*Manage the trust assets as defined by the rules of the trust*1 Hr Trade/1 Non trade 5) Laura Grimes Trust FBO Kathleen Grimes*Yes Invest*Belmont, MA*Trust*12/27/06*Manage the trust assets as defined by the rules of the trust*1 Hr Trade/1 Non trade

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy John Grimes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 23, 1997 - Present

GRIMES & COMPANY

Office #1: One Technology Drive Suite 100, Westborough, MA 01581

RIA

CRD#: 109420

WESTBOROUGH, MA

Past

September 21, 2009 - September 30, 2025

NEWEDGE SECURITIES, LLC

CRD#: 10674

WESTBOROUGH, MA

Past

February 15, 2000 - September 18, 2009

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

WESTBOROUGH, MA

Past

December 16, 1989 - February 11, 2000

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

February 1, 1989 - December 16, 1989

LINSCO FINANCIAL GROUP, INC.

CRD#: 524

Past

April 19, 1985 - February 13, 1989

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Past

December 24, 1984 - April 30, 1985

NEW ENGLAND SECURITIES

CRD#: 615

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRIMES & COMPANY

GRIMES & CO INC | GRIMES & COMPANY, LLC | GRIMES & COMPANY, INC. | GRIMES & COMPANY WEALTH MANAGEMENT, LLC | GRIMES & COMPANY

CRD#: 109420 / SEC#: 801-57193

RIA

Registered Investment Advisory firm - (1/28/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(4/23/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/15/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/21/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/14/1993

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 3/22/1985

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 12/21/1984

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GRIMES & COMPANY

GRIMES & CO INC | GRIMES & COMPANY, LLC | GRIMES & COMPANY, INC. | GRIMES & COMPANY WEALTH MANAGEMENT, LLC | GRIMES & COMPANY

CRD#: 109420 / SEC#: 801-57193

RIA

Registered Investment Advisory firm - (1/28/2000 Approved)

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Contact information

Main Address

One Technology Drive Suite 100, Westborough, MA 01581

Mailing Address

Phone number

(508) 366-3883

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GRIMES & COMPANY WEALTH MANAGEMENT, LLC (11/3/2025)

Regulatory assets under management

Total Number of Accounts	9,415
AUM (Assets Under Management)	$ 5,592,556,041

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Timothy J. Grimes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy John Grimes's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEWEDGE SECURITIES, LLC

SECURITIES SERVICE NETWORK, LLC

LPL FINANCIAL LLC

LINSCO FINANCIAL GROUP, INC.

COMMONWEALTH FINANCIAL NETWORK

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

GRIMES & COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 10/15/1999

Series 63

Date: 12/21/1984

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/14/1993

Series 22

Date: 3/22/1985

Series 6

Date: 12/21/1984

Current Firm

GRIMES & COMPANY

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRIMES & COMPANY

TRUST BUT VERIFY

Contact information

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