Jimmy Cheng
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jimmy Cheng was a registered financial professional .
Jimmy is a previously registered financial professional and started their career in finance in 1984. Jimmy had worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24, Series 9, Series 10 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2019 - October 12, 2022
FARMERS FINANCIAL SOLUTIONS, LLC
April 17, 2012 - December 10, 2018
ALLSTATE FINANCIAL SERVICES, LLC
November 17, 2004 - May 17, 2005
PRUCO SECURITIES, LLC.
September 18, 2002 - September 29, 2003
VERAVEST INVESTMENT ADVISORS, INC.
May 2, 2002 - October 17, 2003
VERAVEST INVESTMENTS, INC.
January 24, 2002 - February 6, 2002
NYLIFE SECURITIES LLC
January 24, 2002 - April 25, 2002
THE INVESTMENT CENTER, INC.
April 14, 1997 - October 19, 2001
METROPOLITAN LIFE INSURANCE COMPANY
April 14, 1997 - October 19, 2001
MSI FINANCIAL SERVICES, INC.
April 26, 1996 - January 2, 1997
GUARDIAN INVESTOR SERVICES LLC
November 3, 1988 - February 23, 1996
METROPOLITAN LIFE INSURANCE COMPANY
November 3, 1988 - February 23, 1996
MSI FINANCIAL SERVICES, INC.
November 26, 1984 - August 14, 1985
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
