Barnet J. Slosberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barnet Jay Slosberg was a registered financial professional .
Barnet is a previously registered financial professional and started their career in finance in 1984. Barnet had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2001 - May 19, 2003
SPRINGBOARD SECURITIES, INC.
January 21, 1998 - June 22, 2001
SUNAMERICA SECURITIES, INC.
April 11, 1991 - March 23, 1992
MML INVESTORS SERVICES, LLC
November 28, 1990 - February 4, 1991
GREEN HILL FINANCIAL SERVICE CORPORATION
November 30, 1989 - October 1, 1990
A. G. EDWARDS & SONS, INC.
December 23, 1987 - November 24, 1989
LPL FINANCIAL LLC
October 29, 1984 - December 21, 1987
JHM, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPRINGBOARD SECURITIES, INC.
CRD#: 104458 / SEC#: , 8-52919
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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