Donna M. Norton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Marie Norton, who also goes by Donna M Getz, Donna Marie Getz, Donna Marie Gianfrisco, Donna M Norton, Donna Norton, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 1986. Donna had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2020 - August 25, 2022
VANGUARD MARKETING CORPORATION
July 18, 2016 - October 16, 2019
WOODBURY FINANCIAL SERVICES, INC.
March 17, 2014 - July 18, 2016
OSAIC SERVICES, INC.
December 16, 2000 - December 18, 2012
CHARLES SCHWAB & CO., INC.
June 28, 2000 - October 30, 2000
MORGAN STANLEY DW INC.
December 2, 1998 - May 26, 2000
CITIGROUP GLOBAL MARKETS INC.
November 30, 1995 - November 16, 1998
CHARLES SCHWAB & CO., INC.
October 19, 1995 - November 9, 1995
PRUDENTIAL EQUITY GROUP, LLC
December 1, 1993 - August 31, 1994
RAUSCHER PIERCE REFSNES, INC.
January 21, 1986 - December 1, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 4/9/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENCHENER, MATTHEW JOHN | CHAIRMAN, PRESIDENT, DIRECTOR, CEO-DESIGNEE | 5569805 |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 47 |
| Arbitration | 8 |
Red Flags
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