John F. Long
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Freeman Long was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1986. John had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2001 - December 21, 2001
FORTA FINANCIAL GROUP, INC.
December 19, 2000 - May 24, 2001
AUERBACH, POLLAK & RICHARDSON INC.
January 8, 1997 - December 19, 2000
AMERICAN FRONTEER FINANCIAL CORPORATION
September 18, 1995 - December 19, 1996
GLOBAL CAPITAL SECURITIES CORPORATION
October 7, 1992 - July 14, 1995
GLOBAL CAPITAL SECURITIES CORPORATION
October 16, 1990 - October 7, 1992
AMERICAN FRONTEER FINANCIAL CORPORATION
March 19, 1986 - October 18, 1990
R.B. MARICH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTA FINANCIAL GROUP, INC.
CRD#: 28784 / SEC#: 801-113100, 8-43930
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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