Jeffrey G. Sun
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Genzen Sun, who also goes by Jeff G Sun, Jeff Sun, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1989. Jeffrey had worked at 5 firms and has passed the Series 63, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2011 - February 1, 2021
MDB CAPITAL
April 30, 1997 - December 31, 1999
THOMAS GREEN SECURITIES, INC.
August 4, 1995 - April 22, 1997
LAIDLAW GLOBAL SECURITIES, INC.
January 6, 1992 - August 9, 1995
DRAKE & COMPANY, INC.
May 23, 1989 - December 12, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MDB CAPITAL
CRD#: 42677 / SEC#: , 8-49951
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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