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Anthony J. Domino
PARK AVENUE SECURITIES LLC
Rye Brook, NY 10573
Some features on this profile are disabled
CRD#: 1312579
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Professional summary
Anthony Joseph Domino JR., AIF®, ChFC®, CLU®, who also goes by Anthony Joseph Domino Jr, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Rye Brook, New York.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Anthony has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony Joseph Domino Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ADLS Ventures-Passive investments into Laundromats, Start: 07/01/2015, Address: Laundromats in Chicopee MA, Waterbury, CT, Hartford, CT and New Britain, CT,. 1 bus hour per month, Investment Related, 2. Lion Street-Brokerage contract with Lion Street for surplus business,. Start: 06/06/2011, Address: 800 Westchester Ave; Suite N409, Rye Brook, NY 10573, 5 bus hours per month, Investment related, 3. LAD Numero Duo, LLC-The purpose of this LLC is to lend money to support the purchase of a hotel,. Start: 05/20/2016, Address: N/A, 1 bus hour per month, Investment related, 4. The American College - Board member, Start: 01/01/2016, Address: 270 South Bryn Mawr Avenue, Bryn Mawr, PA 19010, 2 bus hours per month, Not investment related, 5. Associated Benefit Consultants, LLC-PAS/Guardian DBA name, Start: 01/01/2001, Address: 800 Westchester Ave, Suite N409A Rye Brook, NY 10573, 150 bus hours per month, Not investment related, >10% annual compensation, 6. New Canaan Lumber Co-Real Estate Management and Development Firm, Start: 10/31/2016, Address: 59 Grove Street, New Canaan, CT 06840, Hrs per month - tot/bus:30/20, Investment related, 7. Trustee Services-Manage investments and handle distribution requests for family related trusts,. Start: 04/10/2017, Address: 800 Westchester Ave,Rye Brook NY , 1 bus hour per month, Investment related, 8. 83 Long Lots Rd, LLC-full or partial ownership of the New Canaan Lumber Company, Start Date: 05/11/2017, Address: 83 Long Lots Rd, New Canaan, CT 06840, 0 hours per month, Investment Related, 9. Wamberg Genomic Advisors-Marketing Genomic Cancer Profiling, Start: 06/15/2017, Address: 4330 La Jolla Village Drive San Diego, CA 92122, 2 bus hrs per month, Not investment related, 10. PCS Advisory Board-PCS Board of Advisors, Start: 09/01/2019, Address: 1801 Market St Suite 1000; Philadelphia, PA 19103, 2 bus hrs per month, Not investment related, 11) Laswrence J Romano Revocable Trust-step father, Start: 11/01/2021, Address: N/A, Less than 1 total hour per month; 1/4 hour during securities trading hours, Not investment related, No annual compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Joseph Domino JR.'s CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Anthony Joseph Domino JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 2, 2001 - Present
PARK AVENUE SECURITIES LLC
Office #1: 800 Westchester Avenue Suite N407, Rye Brook, NY 10573RIA
BD
CRD#: 46173
Rye Brook, NY
Current
May 3, 1999 - Present
PARK AVENUE SECURITIES LLC
Office #1: 800 Westchester Avenue Suite N407, Rye Brook, NY 10573RIA
BD
CRD#: 46173
Rye Brook, NY
Past
February 24, 1987 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
Past
December 17, 1984 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/2/2023)
IAR
Alabama(8/2/2023)
RR
Arizona(10/18/2010)
RR
California(4/22/2002)
IAR
California(2/11/2011)
RR
Colorado(7/31/2009)
IAR
Colorado(8/3/2009)
RR
Connecticut(5/3/1999)
IAR
Connecticut(1/2/2001)
RR
Delaware(1/12/2010)
IAR
Delaware(8/16/2011)
RR
District of Columbia(12/3/2009)
IAR
District of Columbia(2/3/2020)
RR
Florida(5/3/1999)
IAR
Florida(1/17/2003)
RR
Georgia(4/12/2010)
RR
Idaho(8/4/2021)
RR
Illinois(8/11/2006)
IAR
Illinois(1/10/2018)
RR
Louisiana(5/30/2025)
IAR
Louisiana(6/2/2025)
RR
Maine(3/24/2008)
IAR
Maine(2/5/2010)
RR
Maryland(4/1/2009)
IAR
Maryland(5/21/2018)
RR
Massachusetts(5/3/1999)
IAR
Massachusetts(3/19/2018)
RR
Michigan(9/11/2019)
IAR
Michigan(9/8/2021)
RR
Minnesota(10/2/2018)
RR
Missouri(3/6/2015)
RR
Nebraska(5/31/2024)
RR
Nevada(10/25/2024)
RR
New Hampshire(1/28/2010)
IAR
New Hampshire(1/28/2010)
RR
New Jersey(5/3/1999)
IAR
New Jersey(8/2/2004)
RR
New Mexico(2/16/2010)
IAR
New Mexico(2/22/2010)
RR
New York(5/3/1999)
IAR
New York(4/16/2021)
RR
North Carolina(10/14/2002)
RR
Ohio(7/13/2004)
IAR
Ohio(8/16/2011)
RR
Oklahoma(10/1/2018)
RR
Oregon(4/28/2023)
IAR
Oregon(4/28/2023)
RR
Pennsylvania(2/25/2005)
IAR
Pennsylvania(12/15/2017)
RR
Rhode Island(11/30/2016)
IAR
Rhode Island(7/19/2022)
RR
South Carolina(10/28/2008)
IAR
South Carolina(7/1/2024)
RR
South Dakota(8/6/2025)
RR
Tennessee(7/10/2025)
RR
Texas(8/4/2008)
RR
Vermont(2/4/2021)
RR
Virginia(5/3/1999)
IAR
Virginia(8/14/2001)
RR
Washington(5/12/2025)
IAR
Washington(5/12/2025)
RR
Wisconsin(11/5/2025)
RR
Wyoming(2/1/2018)
IAR
Wyoming(2/1/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
