Vernon E. Barnum

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CRD#: 13125

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Vernon Eugene Barnum was a registered financial professional .

Vernon is a previously registered financial professional and started their career in finance in 1971. Vernon had worked at 12 firms and has passed the Series 63, Series 7, Series 1, Series 53, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 8, 1999 - December 7, 2005

SEIBT FINANCIAL SERVICES, INC

CRD#: 23472

LAS VEGAS, NV

Past

June 14, 1984 - June 8, 1987

WILSON-DAVIS & CO., INC.

CRD#: 3777

Past

November 11, 1983 - May 25, 1984

RLR SECURITIES GROUP, INC.

CRD#: 7952

Past

August 15, 1983 - November 7, 1983

RICHEY, FRANKEL & COMPANY

CRD#: 8548

Past

May 4, 1982 - July 29, 1983

FIRST COLORADO INVESTMENTS & SECURITIES, INC.

CRD#: 6929

Past

May 28, 1978 - April 1, 1982

AMERICAN WESTERN SECURITIES, INC.

CRD#: 7619

Past

November 20, 1976 - May 28, 1978

AMERICAN WESTERN SECURITIES, INC.

CRD#: 6304

Past

August 30, 1974 - October 4, 1976

INSTITUTIONAL SECURITIES OF COLORADO, INC.

CRD#: 5776

Past

December 1, 1973 - November 5, 1974

WEDBUSH SECURITIES INC.

CRD#: 877

Past

September 12, 1972 - February 18, 1974

HARVEY ASSOCIATES, INC.

CRD#: 1086

Past

April 7, 1972 - September 30, 1972

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Past

March 26, 1971 - May 20, 1972

M. H. DECKARD & CO., INC.

CRD#: 539

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 8/28/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/4/1999

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 3/22/1971

Registered Representative Examination

Principal/Supervisory Exam

Series 53

Date: 5/30/2001

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/8/2000

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 3/4/2000

Registered Options Principal Examination

Current Firm

SEIBT FINANCIAL SERVICES, INC

RESOURCE AND THOMAS, INC. | SEIBT FINANCIAL SERVICES, INC. | SEIBT FINANCIAL SERVICES, INC | SEIBT FINANCIAL SERVICES

CRD#: 23472 / SEC#: , 8-40452

Terminated by SEC on 08/21/2006

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Contact information

Main Address

Mailing Address

Phone number

Established

Nevada since 10/14/1988

Firm type

Corporation

Fiscal year end

March

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
SEIBT ENTERPRISES, INC.	OWNER
SEIBT, HANS PETER	CHIEF COMPLIANCE OFFICER	859839
SEIBT, HANS PETER	PRESIDENT	859839

Disclosures

Regulatory Event	2
Arbitration	2

Red Flags

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Advisor Monitoring

Firm Stability Insights

Vernon E. Barnum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WILSON-DAVIS & CO., INC.

RLR SECURITIES GROUP, INC.

RICHEY, FRANKEL & COMPANY

FIRST COLORADO INVESTMENTS & SECURITIES, INC.

AMERICAN WESTERN SECURITIES, INC.

AMERICAN WESTERN SECURITIES, INC.

INSTITUTIONAL SECURITIES OF COLORADO, INC.

WEDBUSH SECURITIES INC.

HARVEY ASSOCIATES, INC.

GREEN HILL FINANCIAL SERVICE CORPORATION

M. H. DECKARD & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/28/1999

Series 7

Date: 9/4/1999

Series 1

Date: 3/22/1971

Series 53

Date: 5/30/2001

Series 24

Date: 4/8/2000

Series 4

Date: 3/4/2000

Current Firm

SEIBT FINANCIAL SERVICES, INC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SEIBT FINANCIAL SERVICES, INC

TRUST BUT VERIFY

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