Peter Matthew Babilla
CFP®Professional Summary
Peter Matthew Babilla, CFP®, who also goes by Pete Babilla, Peter M Babilla, Peter Mathew Babilla, is a registered financial advisor currently at VERTEX PARTNERS located in Downers Grove, Illinois and LPL FINANCIAL LLC located in Downers Grove, Illinois. Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Peter has worked at 10 firms and has passed the Series 66, Series 63, SIE,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Comprehensive Financial Planning
- Insurance Planning
- Investment Planning
- Retirement Planning
- Estate Planning
- Divorce Planning
- Employee and Employer Plan Benefits
Other Aliases
Pete Babilla, Peter M Babilla, Peter Mathew Babilla
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
42 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
VERTEX PARTNERS | VERTEX PLANNING PARTNERS, LLC
Contact Information
Main Address
3000 Woodcreek Drive Suite 100, Downers Grove, IL 60515Phone Number
(630) 836-3300# of Employees
20SEC notice filing (18 States and Territories)
Registered to provide investment advisory services in 18 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
2,580AUM (Assets Under Management)
$1,011,939,498Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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EDWARD JONES
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Primary Firm SEC Registration
VERTEX PARTNERS | VERTEX PLANNING PARTNERS, LLC
State Registrations and Notice Filings
(6/23/2026)
(1/18/2019)
(1/18/2019)
(1/18/2019)
(1/18/2019)
(11/12/2020)
(1/18/2019)
(12/16/2022)
(1/18/2019)
(12/6/2022)
(1/18/2019)
(1/18/2019)
(1/18/2019)
(1/18/2019)
(4/23/2021)
(1/18/2019)
(1/18/2019)
(11/10/2022)
(1/18/2019)
(1/18/2019)
(4/13/2021)
(1/18/2019)
(1/18/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Peter Matthew Babilla's CRS (Customer Relationship Summary).
Services Offered by Peter
- Comprehensive Financial Planning
- Insurance Planning
- Investment Planning
- Retirement Planning
- Estate Planning
- Divorce Planning
- Employee and Employer Plan Benefits
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THE DALA GROUP, LLC
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