Frank P. Quattrone

QATALYST PARTNERS LP

SAN FRANCISCO, CA 94111

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CRD#: 1312126

Professional summary

Frank Peter Quattrone is a registered financial professional currently at QATALYST PARTNERS LP located in San Francisco, California.

Frank is registered as a RR (Registered Representative) and started their career in finance in 1984. Frank has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frank Peter Quattrone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 2008 - Present

QATALYST PARTNERS LP

Office #1: 3 Embarcadero Center Suite 1500, San Francisco, CA 94111Office #2: 3 Embarcadero Center Suite 1500, San Francisco, CA 94111

CRD#: 147251

SAN FRANCISCO, CA

Past

April 3, 2008 - December 16, 2008

CITIZENS JMP SECURITIES, LLC

CRD#: 22208

SAN FRANCISCO, CA

Past

November 3, 2000 - September 27, 2002

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

October 6, 1998 - April 2, 2003

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

May 15, 1996 - July 20, 1998

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

October 25, 1984 - May 7, 1996

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/4/2009)

Exams

State Security Law Exam

Series 63

Date: 7/22/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/24/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

QATALYST PARTNERS LP

CRD#: 147251 / SEC#: , 8-67887

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

3 Embarcadero Center Suite 1500, San Francisco, CA 94111

Mailing Address

3 Embarcadero Center Suite 1500, San Francisco, CA 94111

Phone number

(415) 844-7700

Established

Delaware since 12/12/2007

Firm type

Other Types of Legal Formation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
QATALYST GROUP LP	LIMITED PARTNER
BOUTROS, GEORGE FOUAD	CHIEF EXECUTIVE OFFICER	1567861
DILULLO, JASON A	PRESIDENT	2378805
PALMER, SALLY GRACE	CHIEF COMPLIANCE OFFICER	1524061
QATALYST MANAGEMENT LLC	GENERAL PARTNER
QUATTRONE, FRANK PETER	EXECUTIVE CHAIRMAN	1312126
TAN, MICHAEL JEN-KAI	FINOP/CHIEF FINANCIAL OFFICER	6014199

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frank P. Quattrone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frank Peter Quattrone's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIZENS JMP SECURITIES, LLC

PERSHING LLC

CREDIT SUISSE SECURITIES (USA) LLC

DEUTSCHE BANK SECURITIES INC.

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/22/2008

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/20/1984

Series 24

Date: 3/24/2008

FINRA

Current Firm

QATALYST PARTNERS LP

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

QATALYST PARTNERS LP

TRUST BUT VERIFY

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