Wendy Jo Bellerive
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
WORCESTER, MA 01606
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CRD#: 1312102
Professional summary
Wendy Jo Bellerive, AIF®, CFP®, who also goes by Wendy Jo Bellerive, Wendy J B Griffiths, Wendy Jo Bellerive Griffiths, Wendy Griffiths, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Worcester, Massachusetts and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Farmington, Connecticut.
Wendy Jo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Wendy Jo has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wendy Jo Bellerive | Wendy J B Griffiths | Wendy Jo Bellerive Griffiths | Wendy Griffiths
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10 HR/YR - 0/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) COBBLESTONE FINANCIAL ADVISORS, INC. 67 MILLBROOK STREET, SUITE 505 WORCESTER, MA 01606. BEGAN 10/01/2010 AS PRESIDENT, PAYROLL, OFFICE MANAGEMENT, INVESTMENT RELATED. DEVOTES 5 HRS/WK. 1 HR DURING TRADING. 3) METLIFE INVESTORS USA INSURANCE COMPANY, 4700 WESTOWN PKWY STE 200, WEST DES MOINES, IA 10/2010 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1 HR/MO - .5/TRADING. 4) ING USA ANNUITY AND LIFE INSURANCE COMPANY, DES MOINES, IA, 10/2010 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1 HR/MO - .5/TRADING. 5) INDEPENDENT INSURANCE AGENT, 67 MILLBROOK ST, STE 505, WORCESTER, MA, 10/2010 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 6 HR/MO - 0/TRADING. 6) BELL FINANCIAL, INC. / 67 Millbrook St., Suite 505, Worcester MA 01606 / 01/05/2022 / NIR / DBA FOR SECURITIES BUSINESS / 2 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Wendy Jo Bellerive's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
April 16, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 67 Millbrook St Ste 505, Worcester, MA 01606Office #2: 303 Sombrero Blvd. Unit 106, Marathon, FL 33050Office #3: 74 Batterson Park Road Suite 103, Farmington, CT 06032RIA
CRD#: 134139
WORCESTER, MA
Current
October 1, 2010 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 74 Batterson Park Rd. Ste. 303, Farmington, CT 06032Office #2: 303 Sombrero Blvd. Unit 106, Marathon, FL 33050Office #3: 67 Millbrook St Ste 505, Worcester, MA 01606BD
CRD#: 39543
Farmington, CT
Past
June 1, 2009 - October 21, 2010
MORGAN STANLEY
BD
CRD#: 149777
WORCESTER, MA
Past
May 14, 1997 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/3/2012)
RR
Connecticut(10/1/2010)
IAR
Connecticut(1/9/2024)
RR
District of Columbia(3/6/2017)
RR
Florida(10/1/2010)
IAR
Florida(3/3/2021)
RR
Georgia(3/25/2020)
RR
Kentucky(2/14/2024)
RR
Maine(1/2/2020)
RR
Massachusetts(10/1/2010)
IAR
Massachusetts(4/16/2013)
RR
New Hampshire(10/1/2010)
RR
New York(2/5/2025)
RR
North Carolina(10/1/2010)
RR
Ohio(10/27/2023)
RR
Oregon(1/9/2024)
RR
Rhode Island(1/14/2021)
RR
Texas(1/2/2020)
IAR
Texas(1/2/2020)
RR
Vermont(3/9/2015)
RR
Washington(10/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Worcester, MA 01606TRUST BUT VERIFY
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