Madeline K. Jay

CETERA INVESTMENT ADVISERS LLC

BERKELEY, CA

Some features on this profile are disabled

CRD#: 1311315

Professional summary

Madeline Kay Jay, who also goes by Madeline K Denman, Madeline Kay Denman, Madeline Kay Denmanjay, Madeline Kay Morris, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Berkeley, California and CETERA WEALTH SERVICES, LLC located in Berkeley, California.

Madeline is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Madeline has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Madeline K Denman | Madeline Kay Denman | Madeline Kay Denmanjay | Madeline Kay Morris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF ENTITY: Independent Insurance Agent; Yes; 2837 WEBSTER ST; BERKELEY; CA; 94705; FIXED INSURANCE SALES; independent insurance agent; 1/27/2008; 160; 160; sales and service of fixed insurance products|NAME OF ENTITY:Madeline Jay Financial Service; Yes; 2837 Webster St. #1; Berkeley; CA; 94705; FINANCIAL SERVICES/DBA; Registered Representative, Investment Adviser Representative; 1/1/1998; 40; 35; SALE AND SERVICE OF INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.|NAME OF ENTITY:Madeline Jay-Rental Property; No; 2837 Webster Street #1; Berkeley; CA; 94705; Landlord to a tenant who occupied a studio apartment that is part of the residence we purchased in 2007. The same tenant continues and rent control prevents any change in this arrangement.; OWNER; 5/31/2007; 0; 80; My husband handles repairs. If he were unable to do this, it would be my responsibility.|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Madeline Kay Jay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

BERKELEY, CA

Current

June 9, 2021 - Present

CETERA WEALTH SERVICES, LLC

CRD#: 13572

BERKELEY, CA

Past

June 9, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EL SEGUNDO, CA

Past

February 9, 2017 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

BERKELEY, CA

Past

January 1, 2004 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

BERKELEY, CA

Past

February 18, 1998 - January 1, 2004

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

November 6, 1984 - February 17, 1998

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

November 6, 1984 - February 17, 1998

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/9/2021)

IAR

California
(6/29/2023)

Hawaii
(6/9/2021)

Michigan
(6/9/2021)

Missouri
(6/9/2021)

Utah
(6/9/2021)

Virginia
(6/9/2021)

Washington
(6/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/28/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/19/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 6/27/1988

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 11/5/1984

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Madeline K. Jay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Madeline Kay Jay's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

LOCUST STREET SECURITIES, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/28/2017

Series 63

Date: 12/19/1989

SIE

Date: 10/1/2018

Series 22

Date: 6/27/1988

Series 6

Date: 11/5/1984

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Contact information

Similar Advisors