Laurel A. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurel Ann Johnson, who also goes by Laurel Ann Weigert, Laurel Ann Wiegert, was a registered financial professional .
Laurel is a previously registered financial professional and started their career in finance in 1984. Laurel had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2004 - December 31, 2011
THE LEADERS GROUP, INC.
January 2, 2004 - May 17, 2004
CAPWEST SECURITIES, INC.
April 2, 2003 - December 31, 2019
INVESTOR ADVISORY SERVICES, LLC
June 12, 1998 - December 31, 2003
CETERA ADVISORS LLC
March 1, 1996 - June 19, 1998
MML INVESTORS SERVICES, LLC
September 9, 1987 - March 1, 1996
G. R. PHELPS & CO., INC.
March 9, 1987 - August 12, 1987
LPL FINANCIAL LLC
February 16, 1985 - March 14, 1987
FIRST AFFILIATED SECURITIES, INC.
October 29, 1984 - January 24, 1985
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
