Edward N. Jordan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Neill Jordan, who also goes by Neill Jordan, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1985. Edward had worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2021 - February 14, 2023
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
January 28, 2021 - February 13, 2023
VIGILANT DISTRIBUTORS, LLC
March 18, 2015 - December 31, 2020
FORESIDE FUND SERVICES, LLC
January 29, 1985 - October 1, 1987
CONNING & COMPANY
Primary Firm SEC Registration
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
CRD#: 174129 / SEC#: 801-80844
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
CRD#: 174129 / SEC#: 801-80844
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,592 |
| AUM (Assets Under Management) | $ 28,035,873,347 |
Red Flags
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