Frederick S. Slack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Sanford Slack, who also goes by Fred Slack, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 1984. Frederick had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2004 - September 29, 2016
INTERNATIONAL RESEARCH & ASSET MANAGEMENT INC
May 21, 1996 - February 17, 2004
BTS ASSET MANAGEMENT, INC.
May 2, 1988 - September 29, 2016
INTERNATIONAL RESEARCH SECURITIES, INC.
October 3, 1984 - May 10, 1988
HOME SHOPPING CLUB SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 28
Date: 12/5/1995
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
INTERNATIONAL RESEARCH & ASSET MANAGEMENT INC
CRD#: 105372 / SEC#: 801-30967
Contact information
Red Flags
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