Susan S. Kilsby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Saltzbart Kilsby, who also goes by Susan Rachel Saltzbart, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1992. Susan had worked at 3 firms and has passed the Series 63, Series 79 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2011 - May 27, 2014
CREDIT SUISSE SECURITIES (USA) LLC
April 28, 1998 - May 29, 2009
CREDIT SUISSE SECURITIES (USA) LLC
January 15, 1997 - March 18, 1998
BARCLAYS CAPITAL INC.
April 7, 1994 - October 3, 1996
DB ALEX. BROWN LLC
June 1, 1992 - October 28, 1992
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 5/22/1992
Corporate Securities Limited Representative ExaminationCurrent Firm
CREDIT SUISSE SECURITIES (USA) LLC
CRD#: 816 / SEC#: 801-56264, 8-422
Contact information
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 805,275,346 |
Disclosures
| Regulatory Event | 322 |
| Civil Event | 8 |
| Arbitration | 10 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/26/2023 | ||
| 01/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
