MA
Marc E. Anderson
CETERA INVESTMENT ADVISERS LLC
HONOLULU, HI 96813
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CRD#: 1309600
MA
Professional summary
Marc Emry Anderson, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Honolulu, Hawaii and CETERA ADVISORS LLC located in Lamar, Arkansas.
Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Marc has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 3/2022 APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED INSURANCE AND LONG-TERM CARE; 2) MARC E. ANDERSON, INC. DBA MEA WEALTH ADVISORS; INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; DBA FOR FINANCIAL SERVICES; START 6/2015; 40 HOURS/WEEK DURING SECURITIES TRADING HOURS; OWNER/PRESIDENT. 3) MEA TAX ADVISORS, LLC, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, TAX AND ACCOUNTING, STARTED 10/2018, POSITION/TITLE/RELATIONSHIP: OWNER, APX HOURS PER WEEK VARIES, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION 4) NAME OF OTHER BUSINESS: COBOS AA RANCH, LLC; INVESTMENT RELATED: NO; ADDRESS: 208 COUNTRY ROAD 3601 LAMAR, AR 72846 NATURE OF BUSINESS: CATTLE AND HAY; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: GENERAL PARTNER/OWNER; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS:15; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR MANAGEMENT OF FARM, CATTLE AND CONTRACT EMPLOYEES;
CRS (Client Relationship Summary) - RIA
Click below to view Marc Emry Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1003 Bishop St Ste 2700, Honolulu, HI 96813Office #2: 438 Amapola Avenue Suite 210, Torrance, CA 90501RIA
CRD#: 105644
HONOLULU, HI
Current
August 4, 2011 - Present
CETERA ADVISORS LLC
Office #2: 1003 Bishop St Ste 2700, Honolulu, HI 96813Office #3: 438 Amapola Avenue Suite 210, Torrance, CA 90501BD
CRD#: 10299
LAMAR, AR
Past
January 16, 2019 - June 23, 2020
MARC E. ANDERSON, INC.
RIA
CRD#: 112339
EL SEGUNDO, CA
Past
August 4, 2011 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
YUMA, AZ
Past
May 21, 2009 - August 3, 2011
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
EL SEGUNDO, CA
Past
April 15, 1993 - December 31, 2018
MARC E. ANDERSON, INC.
RIA
CRD#: 112339
EL SEGUNDO, CA
Past
March 29, 1990 - August 3, 2011
SECURITIES AMERICA, INC.
BD
CRD#: 10205
EL SEGUNDO, CA
Past
November 19, 1989 - March 29, 1990
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
January 23, 1985 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/4/2011)
RR
Arkansas(10/28/2021)
IAR
Arkansas(4/30/2024)
RR
California(8/4/2011)
IAR
California(3/21/2024)
RR
Colorado(8/4/2011)
RR
Florida(8/4/2011)
RR
Georgia(8/11/2021)
RR
Hawaii(1/7/2016)
IAR
Hawaii(3/21/2024)
RR
Idaho(8/4/2011)
RR
Illinois(11/8/2017)
RR
Indiana(1/3/2020)
RR
Iowa(1/3/2020)
RR
Louisiana(7/24/2012)
RR
Maryland(5/11/2018)
RR
Massachusetts(8/4/2011)
RR
Missouri(11/12/2018)
RR
Nebraska(12/7/2021)
RR
Nevada(8/4/2011)
RR
New Mexico(8/4/2011)
RR
New York(10/11/2018)
RR
North Carolina(11/4/2022)
RR
Ohio(8/4/2011)
RR
Oklahoma(8/4/2011)
RR
Oregon(8/4/2011)
RR
Pennsylvania(1/3/2020)
RR
South Carolina(1/11/2017)
RR
Tennessee(5/6/2019)
RR
Texas(8/4/2011)
IAR
Texas(3/21/2024)
RR
Utah(1/3/2020)
RR
Virginia(8/4/2011)
RR
Washington(8/4/2011)
RR
Wisconsin(12/21/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
