JF
Joseph D. Fierro
GLOBAL VIEW CAPITAL MANAGEMENT LLC
LONG BEACH, CA 90804
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CRD#: 1309136
JF
Professional summary
Joseph Daly Fierro, who also goes by Joe Fierro, Joseph D. Fierro, Joseph Fierro, is a registered financial advisor currently at GLOBAL VIEW CAPITAL MANAGEMENT LLC located in Long Beach, California.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Joseph has worked at 7 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Fierro | Joseph D. Fierro | Joseph Fierro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] JOE FIERRO, SOLE PROPRIETOR SELF-EMPLOYED; NOT INVESTMENT RELATED; ADDRESS: 2425 W. RAMM DRIVE, ANAHEIM, CA 92804; NATURE: MUSIC; POSITION: MUSIC ARRANGER, MUSICIAN PERFORMER; STARTED: JANUARY 2010; APPROX. 14 HRS/MONTH; APPROX. 4 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: ARRANGE AND PERFORM MUSIC IN VARIOUS INDOOR AND OUTDOOR SETTINGS. [2] RANCHO SANTIAGO COMMUNITY COLLEGE SCHOOL DISTRICT; NOT INVESTMENT RELATED; ADDRESS: 2323 N. BROADWAY, SANTA ANA, CA 92706; NATURE: MUSIC; POSITION: MUSIC INSTRUCTOR; STARTED: MARCH 2003; APPROX. 48 HRS/MONTH; APPROX. 36 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: TEACH MUSIC CLASSES. [3] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 10-10-2016; APPROX. 144 ADVISORY HRS/MONTH; APPROX. 72 ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [4] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 10-24-2016; APPROX. 48 HRS/MONTH; APPROX. 24 HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Daly Fierro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 29, 2016 - Present
GLOBAL VIEW CAPITAL MANAGEMENT LLC
Office #1: 5199 E. Pacific Coast Highway Suite 202, Long Beach, CA 90804RIA
CRD#: 158292
LONG BEACH, CA
Past
January 2, 2014 - April 20, 2016
GLOBAL VIEW CAPITAL MANAGEMENT LLC
RIA
CRD#: 158292
LONG BEACH, CA
Past
May 28, 2013 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
SEAL BEACH, CA
Past
May 28, 2013 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
SEAL BEACH, CA
Past
January 6, 2012 - May 29, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
GLENDALE, CA
Past
January 6, 2012 - May 29, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
GLENDALE, CA
Past
November 7, 2007 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
ANAHEIM, CA
Past
April 12, 2002 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
ANAHEIM, CA
Past
June 6, 1994 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
June 25, 1992 - June 6, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
October 11, 1984 - December 6, 1991
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/29/2016)
IAR
Texas(10/5/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188
Mailing Address
Phone number
(262) 650-1030
Established
Firm type
Fiscal year end
# of Employees
102
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,570 |
| AUM (Assets Under Management) | $ 707,976,833 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
