MH
Michael E. Hanley
KESTRA ADVISORY SERVICES
Austin, TX 78746
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CRD#: 1308246
MH
Professional summary
Michael Edward Hanley is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Austin, Texas and KESTRA INVESTMENT SERVICES, LLC located in West Boylston, Massachusetts.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Avidia Bank Investment Related: No Address: 42 Main Street Hudson MA 01749 Nature of Business: Other Bank or Credit Union Position, Title or Relationship: Other,I am a customer of Avidia Bank, not an owner Start Date: 6/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Attend their Board meetings twice per yearBusiness Name: Oakley Properties, LLC Investment Related: No Address: 228 Park Avenue Worcester MA 01609 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 1/1/2009 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Owner and managerBusiness Name: FMG Financial Services Investment Related: Yes Address: 228 Park Avenue Worcester MA 01609 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Owner Start Date: 10/3/1988 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Sales and ServiceBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services
CRS (Client Relationship Summary) - RIA
Click below to view Michael Edward Hanley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 22, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1250 Capital Of Texas Hwy. S. Building 2, Suite 125, Austin, TX 78746Office #2: 171 West Boylston Street, West Boylston, MA 01583RIA
CRD#: 283330
Austin, TX
Current
June 1, 2000 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 171 West Boylston Street, West Boylston, MA 01583BD
CRD#: 42046
West Boylston, MA
Past
October 3, 1991 - June 15, 2000
BERKSHIRE EQUITY SALES, INC.
BD
CRD#: 87
PITTSFIELD, MA
Past
May 22, 1989 - September 16, 1991
THE BOSTONIAN GROUP SECURITIES CORPORATION
BD
CRD#: 13521
Past
May 12, 1988 - October 25, 1988
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Past
September 19, 1986 - August 3, 1988
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/16/2010)
RR
Arkansas(2/16/2010)
RR
California(8/16/2022)
RR
Colorado(8/16/2022)
RR
Connecticut(2/16/2010)
RR
Florida(2/16/2010)
RR
Illinois(3/20/2008)
RR
Maine(2/16/2010)
RR
Massachusetts(6/1/2000)
IAR
Massachusetts(8/22/2016)
RR
New Hampshire(2/16/2010)
RR
New Jersey(8/31/2000)
RR
New York(2/16/2010)
RR
Ohio(8/17/2022)
RR
Pennsylvania(2/16/2010)
RR
Rhode Island(2/16/2010)
RR
South Carolina(8/16/2022)
RR
Vermont(2/16/2010)
RR
Wisconsin(1/17/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
