CW
Christopher J. Weldon
FIFTH THIRD SECURITIES
NEW YORK, NY 10020
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CRD#: 1307374
CW
Christopher John WeldonFIFTH THIRD SECURITIES
Professional summary
Christopher John Weldon is a registered financial professional currently at FIFTH THIRD SECURITIES, INC. located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1984. Christopher has worked at 12 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7 and Series 53 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Christopher John Weldon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 2, 2026 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 50 Rockefeller Plaza 11th Floor, Suite 1101, New York, NY 10020RIA
BD
CRD#: 628
NEW YORK, NY
Past
January 31, 2007 - April 10, 2026
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
New York, NY
Past
December 20, 2005 - January 29, 2007
LOOP CAPITAL MARKETS LLC
BD
CRD#: 43098
NEW YORK, NY
Past
January 8, 2002 - October 20, 2005
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Past
March 2, 1998 - November 19, 2001
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
January 2, 1998 - March 2, 1998
DAIN RAUSCHER INCORPORATED
BD
CRD#: 7600
Past
March 27, 1997 - January 2, 1998
RAUSCHER PIERCE REFSNES, INC.
BD
CRD#: 6663
DALLAS, TX
Past
May 31, 1995 - March 14, 1997
REINOSO & COMPANY, INCORPORATED
BD
CRD#: 17301
NEW YORK, NY
Past
July 2, 1990 - March 14, 1995
J.J. KENNY DRAKE, INC.
BD
CRD#: 7118
NEW YORK, NY
Past
June 30, 1989 - June 13, 1990
HARTFIELD, TITUS & DONNELLY, LLC
BD
CRD#: 7117
JERSEY CITY, NJ
Past
June 28, 1985 - April 10, 1989
CLIFFORD DRAKE & COMPANY INC.
BD
CRD#: 7092
NEW YORK, NY
Past
October 26, 1984 - April 11, 1985
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/2/2026)
RR
Alaska(10/2/2026)
RR
Arizona(10/2/2026)
RR
Arkansas(10/2/2026)
RR
California(10/2/2026)
RR
Colorado(10/2/2026)
RR
Connecticut(10/2/2026)
RR
Delaware(10/2/2026)
RR
District of Columbia(10/2/2026)
RR
Florida(10/2/2026)
RR
Georgia(10/2/2026)
RR
Hawaii(10/2/2026)
RR
Idaho(10/2/2026)
RR
Illinois(10/2/2026)
RR
Indiana(10/2/2026)
RR
Iowa(10/2/2026)
RR
Kansas(10/2/2026)
RR
Kentucky(10/2/2026)
RR
Louisiana(10/2/2026)
RR
Maine(10/2/2026)
RR
Maryland(10/2/2026)
RR
Massachusetts(10/2/2026)
RR
Michigan(10/2/2026)
RR
Minnesota(10/2/2026)
RR
Mississippi(10/2/2026)
RR
Missouri(10/2/2026)
RR
Montana(10/2/2026)
RR
Nebraska(10/2/2026)
RR
Nevada(10/2/2026)
RR
New Hampshire(10/2/2026)
RR
New Jersey(10/2/2026)
RR
New Mexico(10/2/2026)
RR
New York(10/2/2026)
RR
North Carolina(10/2/2026)
RR
North Dakota(10/2/2026)
RR
Oklahoma(10/2/2026)
RR
Oregon(10/2/2026)
RR
Pennsylvania(10/2/2026)
RR
Puerto Rico(10/2/2026)
RR
Rhode Island(10/2/2026)
RR
South Carolina(10/2/2026)
RR
South Dakota(10/2/2026)
RR
Tennessee(10/2/2026)
RR
Texas(10/2/2026)
RR
Utah(10/2/2026)
RR
Vermont(10/2/2026)
RR
Virginia(10/2/2026)
RR
Washington(10/2/2026)
RR
West Virginia(10/2/2026)
RR
Wisconsin(10/2/2026)
RR
Wyoming(10/2/2026)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Passed: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Passed: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
34 Fountain Square Plaza Md 1090xb, Cincinnati, OH 45263
Mailing Address
38 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Phone number
(888) 889-1025
Established
Ohio since 05/01/1925
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
13,533
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 47,014 |
| AUM (Assets Under Management) | $ 10,924,793,999 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
