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GS

Glenn Shadrake

CRD# 1307272·Registered 1984 - 2024
Previously Registered: Being a previously registered professional could mean that Glenn is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Glenn Shadrake was a registered financial advisor. Glenn was a previously registered financial professional and started their career in finance 1984 - 2024. Glenn had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

RADIUS SECURITIES LLC·CRD# 286256
BD
New York, NY
November 20, 2023 - November 15, 2024
ATLAS EQUITY RESEARCH INC.·CRD# 162598
RIA
Sugar Land, TX
June 4, 2012 - December 17, 2025
WILLIAM O'NEIL + COMPANY·CRD# 152620
RIA
Los Angeles, CA
January 27, 2010 - October 14, 2011
WILLIAM O'NEIL SECURITIES·CRD# 894
RIA
Los Angeles, CA
July 8, 1997 - March 5, 2010
WILLIAM O'NEIL SECURITIES·CRD# 894
BD
Boston, MA
October 25, 1984 - March 5, 2010

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Current Firm

RS
RADIUS SECURITIES LLC

H.O. WARD SECURITIES LLC | RADIUS SECURITIES LLC

CRD#: 286256 / SEC#: 8-69876
BD
Terminated by SEC on 05/26/2025

Contact Information

Established

New York since 10/20/2016

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
ESTATE OF SHELLEY SPINDELOWNER—
STUPAY, SHELLEY HOPEOWNER5570644
COINCIRCLE, INC.OWNER—
GRAY, BENJAMINGENERAL SECURITIES PRINCIPAL1946982
SIPINICK, KATHY EFREMCCO/CFO/FINOP3248100

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Colorado Sun Incorporated; Board Member. Colorado Sun is a merchant that purchases polymers from major US chemical companies and sells primarily to manufacturers across S.E. Asia. The time involved is relatively minor, primarily reviewing corporate financials at quarter and year end. There is no conflict with my responsibilities at Atlas Equity Research and Radius Securities.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2023About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1985About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Nov 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2023About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1984About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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GS
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