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GS

Glenn Shadrake

Some features on this profile are disabled
CRD#: 1307272
GS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Glenn Shadrake was a registered financial professional .

Glenn is a previously registered financial professional and started their career in finance in 1984. Glenn had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 20, 2023 - November 15, 2024

RADIUS SECURITIES LLC

BD
CRD#: 286256
NEW YORK, NY
Past

June 4, 2012 - December 17, 2025

ATLAS EQUITY RESEARCH INC.

RIA
CRD#: 162598
SUGAR LAND, TX
Past

January 27, 2010 - October 14, 2011

WILLIAM O'NEIL + COMPANY

RIA
CRD#: 152620
LOS ANGELES, CA
Past

July 8, 1997 - March 5, 2010

WILLIAM O'NEIL SECURITIES

RIA
CRD#: 894
LOS ANGELES, CA
Past

October 25, 1984 - March 5, 2010

WILLIAM O'NEIL SECURITIES

BD
CRD#: 894
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/26/2023
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/14/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/19/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/17/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/20/1984
General Securities Representative Examination

Current Firm

RS
RADIUS SECURITIES LLC
H.O. WARD SECURITIES LLC | RADIUS SECURITIES LLC

CRD#: 286256 / SEC#: , 8-69876

BD
Terminated by SEC on 05/26/2025
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 10/20/2016
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ESTATE OF SHELLEY SPINDELOWNER
STUPAY, SHELLEY HOPEOWNER5570644
COINCIRCLE, INC.OWNER
GRAY, BENJAMINGENERAL SECURITIES PRINCIPAL1946982
SIPINICK, KATHY EFREMCCO/CFO/FINOP3248100

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RADIUS SECURITIES LLC

CRD#: 286256

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