Glenn Shadrake

ATLAS EQUITY RESEARCH

Sugar Land, TX

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CRD#: 1307272

Professional summary

Glenn Shadrake is a registered financial advisor currently at ATLAS EQUITY RESEARCH INC. located in Sugar Land, Texas.

Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Glenn has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Colorado Sun Incorporated; Board Member. Colorado Sun is a merchant that purchases polymers from major US chemical companies and sells primarily to manufacturers across S.E. Asia. The time involved is relatively minor, primarily reviewing corporate financials at quarter and year end. There is no conflict with my responsibilities at Atlas Equity Research and Radius Securities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Shadrake's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 4, 2012 - Present

ATLAS EQUITY RESEARCH INC.

RIA

CRD#: 162598

Sugar Land, TX

Past

November 20, 2023 - November 15, 2024

RADIUS SECURITIES LLC

CRD#: 286256

NEW YORK, NY

Past

January 27, 2010 - October 14, 2011

WILLIAM O'NEIL + COMPANY

RIA

CRD#: 152620

LOS ANGELES, CA

Past

July 8, 1997 - March 5, 2010

WILLIAM O'NEIL SECURITIES

RIA

CRD#: 894

LOS ANGELES, CA

Past

October 25, 1984 - March 5, 2010

WILLIAM O'NEIL SECURITIES

CRD#: 894

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/26/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/14/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/19/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/17/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/1984

General Securities Representative Examination

Current Firm

ATLAS EQUITY RESEARCH INC.

CRD#: 162598 / SEC#:

California

Registered Investment Advisory firm - (3/1/2025 Terminated)

Colorado

Registered Investment Advisory firm - (12/5/2013 Terminated)

Texas

Registered Investment Advisory firm - (1/5/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Sugar Land, TX

Mailing Address

6026 Stratford Gardens Drive, Sugar Land, TX 77479

Phone number

(310) 702-1256

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Glenn Shadrake

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Shadrake's CRS (Customer Relationship Summary).

Certified licenses

Experience

ATLAS EQUITY RESEARCH INC.

RADIUS SECURITIES LLC

WILLIAM O'NEIL + COMPANY

WILLIAM O'NEIL SECURITIES

WILLIAM O'NEIL SECURITIES

State Registrations and Notice Filings

Exams

Series 66

Date: 11/26/2023

Series 63

Date: 2/14/1985

Series 7TO

Date: 11/19/2023

SIE

Date: 10/17/2023

Series 7

Date: 10/20/1984

Current Firm

ATLAS EQUITY RESEARCH INC.

Contact information

Documents

Red Flags

Company Information

ATLAS EQUITY RESEARCH INC.

TRUST BUT VERIFY

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