Mark E. Bennett

TRADESTATION SECURITIES

Plantation, FL 33324

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CRD#: 1307137

Professional summary

Mark Edward Bennett is a registered financial professional currently at TRADESTATION SECURITIES, INC. located in Plantation, Florida.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1989. Mark has worked at 3 firms and has passed the SIE, Series 7 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Edward Bennett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 15, 2022 - Present

TRADESTATION SECURITIES, INC.

Office #1: 8050 Sw 10th Street Suite 2000, Plantation, FL 33324

CRD#: 39473

Plantation, FL

Past

February 13, 2013 - October 26, 2018

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

MEMPHIS, TN

Past

September 19, 1989 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/16/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 11/7/1997

Financial and Operations Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

TRADESTATION SECURITIES, INC.

CRD#: 39473 / SEC#: , 8-48711

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

8050 Sw 10th Street Suite 2000, Plantation, FL 33324

Mailing Address

8050 Sw 10th Street Suite 2000, Plantation, FL 33324

Phone number

(954) 652-7900

Established

Florida since 09/07/1995

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TRADESTATION GROUP, INC.	OWNER - PARENT CORPORATION
BOLEK, JOHN MITCHELL	PRINCIPAL OPERATIONS OFFICER	2363046
KOROTKIY, PETER	PRESIDENT & CHIEF OPERATING OFFICER	2706102
MORMILE-WOLPER, MYRA CHRISTINE	GENERAL COUNSEL AND ASSISTANT SECRETARY	6753154
ROJEK, JAMES H	CHIEF FINANCIAL OFFICER & PRINCIPAL FINANCIAL OFFICER	3096214
WALTON, HERBERT	CHIEF COMPLIANCE OFFICER	4030847

Disclosures

Regulatory Event	28
Arbitration	4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark E. Bennett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Edward Bennett's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 7

Date: 9/16/1989

Series 27

Date: 11/7/1997

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

NYSE American LLC

NYSE Arca, Inc.

Nasdaq BX, Inc.

Nasdaq Stock Market

New York Stock Exchange

Current Firm

TRADESTATION SECURITIES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TRADESTATION SECURITIES, INC.

TRUST BUT VERIFY

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