AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
LM

Larry I. Milder

ALT FUND DISTRIBUTORS LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 1306646
LM

Professional summary


Larry Irwin Milder, who also goes by Larry I Milder, is a registered financial professional currently at ALT FUND DISTRIBUTORS LLC located in New York, New York.

Larry is registered as a RR (Registered Representative) and started their career in finance in 1984. Larry has worked at 8 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 24, Series 53 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Larry I Milder

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Larry Irwin Milder's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 26, 2015 - Present

ALT FUND DISTRIBUTORS LLC

Office #1: 140 East 45th Street Suite 15 B, New York, NY 10017Office #2: 140 East 45th Street Suite 15 B, New York, NY 10017
BD
CRD#: 146547
New York, NY
Past

June 21, 2013 - October 27, 2014

BLUEROCK CAPITAL MARKETS LLC

BD
CRD#: 136974
EAST GREENWICH, RI
Past

September 7, 2012 - December 3, 2012

PLYMOUTH REAL ESTATE CAPITAL, LLC

BD
CRD#: 151910
BOSTON, MA
Past

June 29, 2009 - October 12, 2011

FRANKLIN DISTRIBUTORS, LLC

BD
CRD#: 109064
STAMFORD, CT
Past

August 24, 2006 - June 23, 2009

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
DUBLIN, OH
Past

July 12, 1994 - July 26, 2006

MFS FUND DISTRIBUTORS, INC.

BD
CRD#: 31052
WARWICK, RI
Past

June 19, 1987 - December 31, 1994

MFS FINANCIAL SERVICES, INC.

BD
CRD#: 18309
BOSTON, MA
Past

October 26, 1984 - May 26, 1987

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/16/2022)
RR
Alaska
(4/1/2016)
RR
Arkansas
(5/3/2022)
RR
Delaware
(5/23/2022)
RR
Georgia
(3/18/2022)
RR
Hawaii
(6/15/2022)
RR
Illinois
(1/20/2016)
RR
Indiana
(7/20/2015)
RR
Iowa
(4/28/2022)
RR
Maine
(4/27/2016)
RR
Maryland
(10/2/2015)
RR
Mississippi
(4/28/2022)
RR
Missouri
(7/16/2015)
RR
Montana
(5/5/2022)
RR
Nebraska
(12/1/2020)
RR
Nevada
(4/6/2016)
RR
New Hampshire
(6/16/2016)
RR
New Mexico
(6/21/2022)
RR
New York
(3/26/2015)
RR
North Dakota
(6/22/2022)
RR
Oregon
(10/2/2015)
RR
Rhode Island
(7/20/2015)
RR
South Carolina
(11/9/2021)
RR
South Dakota
(6/8/2022)
RR
Texas
(3/30/2016)
RR
Utah
(5/4/2022)
RR
Vermont
(6/13/2022)
RR
West Virginia
(5/18/2022)
RR
Wyoming
(6/13/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 11/5/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AF
ALT FUND DISTRIBUTORS LLC
ALT FUND DISTRIBUTORS LLC | CATALYST MUTUALS FUND DISTRIBUTORS LLC | CAPITAL REAL ESTATE SECURITIES, LLC | ASCENT REAL ESTATE SECURITIES, LLC | ASCENT REAL ESTATE SECURITIES LLC

CRD#: 146547 / SEC#: , 8-67829

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
140 East 45th Street Suite 15 B, New York, NY 10017
Mailing Address
140 East 45th Street Suite 15 B, New York, NY 10017
Phone number
(646) 757-8062
Established
Colorado since 12/18/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
MFUND DISTRIBUTORS LLCOWNER
MEEHAN, KEVIN PATRICKCCO, FINOP4652695
MILDER, LARRY IRWINCEO1306646

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALT FUND DISTRIBUTORS LLC

CRD#: 146547New York, NY 10017

TRUST BUT VERIFY

Monitor Larry Milder

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics