Stephen Mark Cooper

No. 1) Name of Business: Bay Capital/Investment Advisory Business. Investment related. Address: 4100 W Kennedy Blvd., Suite 305, Tampa, FL 33609. Nature of Business: DBA for Investment Advisory Business. Position/Title/Relationship: Owner. Start Date: 06/14/1996. Hours per month: 100. Hours per month during Securities trading hours: 60%. Duties/Responsibilities: I am the Compliance Officer and the registered person for the firm. Duties include investment committee and operations of the firm. We manage money for individuals and for institutions. No. 2) Name of Business: Diocese of St. Petersburg Pension Plan Board. Investment related. Address: 6363 9th Ave. North, St. Petersburg, FL 33710. Nature of Business: Board for defined benefit plan for diocese of St. Petersburg. Position/Title/Relationship: Director. Start Date: 2013. Hours per month: 3-6. Hours per month during Securities trading hours: less than 1%. Duties/Responsibilities: Advise diocese on investments and performance managed by outside manager plus advice on operational aspects of the pension plan. No. 3) Name of Business: Stephen Cooper Insurance. Investment related. Address: 4100 W Kennedy Blvd., Suite 305, Tampa, FL 33609. Nature of Business: Term, Life, Fixed Annuities. Position/Title/Relationship: Occasional insurance business outside of Calton. Start Date: 06/14/1996. Hours per month: 1. Hours per month during Securities trading hours: N/A. Duties/Responsibilities: Occasional term life or variable annuity purchase for clients as an accommodation. No. 4) Name of Business: The Tampa Interbay Rotary Club. Non-Investment related. Address: 1610 N Tampa St., Tampa, FL 33602. Nature of Business: Voluntary civic organization leadership role. Position/Title/Relationship: Director. Start Date: 06/14/1996. Hours per month: 4-8. Hours per month during Securities trading hours: 2%. Duties/Responsibilities: Running club activities, arranging speakers, attending luncheon meetings as well as monthly board meetings. There are no products or services provided by the club other than charitable fundraisers. No. 5) Name of Business: Air Animal Pet Movers, DBA Air Animal, Inc. Non-Investment related. Address: 4120 W Cypress St., Tampa, FL 33607. Nature of Business: Serve on the board of directors in a voluntary position to assist the owner with business strategies. Position/Title/Relationship: Director. Hours per month: 5. Hours per month during Securities trading hours: 3%. Duties/Responsibilities: Attend board meetings as a sounding board on business strategy. Air Animal relocates pets worldwide for mainly corporate moves.