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JB

Jeffrey J. Bouchard

CETERA INVESTMENT ADVISERS LLC
FT WORTH, TX 76051
Some features on this profile are disabled
CRD#: 1306466
JB

Professional summary

Jeffrey Joe Bouchard, who also goes by Jeffrey Joe Thompson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Ft Worth, Texas and CETERA INVESTMENT SERVICES LLC located in Ft Worth, Texas.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Jeffrey has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jeffrey Joe Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Joe Bouchard's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 17, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 100 Lexington Street Suite Suite 100, Ft Worth, TX 76051
RIA
CRD#: 105644
FT WORTH, TX
Current

December 16, 2025 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 100 Lexington Street Suite 100, Ft Worth, TX 76102
BD
CRD#: 15340
Ft Worth, TX
Past

May 17, 2022 - December 18, 2025

D.A. DAVIDSON & CO.

RIA
CRD#: 199
PLANO, TX
Past

May 17, 2022 - December 18, 2025

D.A. DAVIDSON & CO.

BD
CRD#: 199
PLANO, TX
Past

April 2, 2019 - May 18, 2022

B. RILEY WEALTH MANAGEMENT

RIA
CRD#: 2543
Dallas, TX
Past

April 2, 2019 - May 18, 2022

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
Dallas, TX
Past

September 3, 2014 - April 10, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
SOUTHLAKE, TX
Past

September 3, 2014 - April 10, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
SOUTHLAKE, TX
Past

March 6, 2014 - August 28, 2014

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
SAN DIEGO, CA
Past

February 8, 2012 - September 24, 2014

KESTRA PRIVATE WEALTH SERVICES, LLC

RIA
CRD#: 155193
SAN DIEGO, CA
Past

November 15, 2011 - September 28, 2012

SPIRE SECURITIES, LLC

BD
CRD#: 144131
HENDERSON, NV
Past

June 1, 2010 - February 2, 2011

FSC SECURITIES CORPORATION

BD
CRD#: 7461
LAS VEGAS, NV
Past

November 20, 2007 - June 6, 2008

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
LOS ANGELES, CA
Past

October 3, 2007 - June 6, 2008

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
LOS ANGELES, CA
Past

August 7, 1998 - July 24, 2007

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
RICHMOND, VA
Past

May 31, 1989 - August 7, 1998

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

October 26, 1984 - June 7, 1989

MORGAN STANLEY DW INC.

BD
CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(12/17/2025)
IAR
Texas
(12/17/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/2/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/29/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/20/1984
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 8
Date: 8/5/1994
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Ft Worth, TX 76051

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