Juan R. Job
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Juan Roberto Job, who also goes by Juan R Job, was a registered financial professional .
Juan is a previously registered financial professional and started their career in finance in 1984. Juan had worked at 4 firms and has passed the Series 63, Series 6TO, SIE, Series 6, Series 22 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2019 - January 7, 2025
AXCELUS FINANCIAL DISTRIBUTION COMPANY
July 25, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 25, 1991 - December 22, 1995
PRUCO SECURITIES, LLC.
October 19, 1984 - July 18, 1991
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 6/5/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
AXCELUS FINANCIAL DISTRIBUTION COMPANY
CRD#: 38383 / SEC#: , 8-48416
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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