Helena E. Gordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Helena Elizabeth Gordon, who also goes by Beth Gordon, was a registered financial professional .
Helena is a previously registered financial professional and started their career in finance in 1984. Helena had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 1998 - December 31, 2003
GROVE POINT INVESTMENTS, LLC
July 13, 1989 - December 15, 1990
NORTH AMERICAN MANAGEMENT, INC.
April 11, 1989 - December 6, 2017
GROVE POINT INVESTMENTS, LLC
March 1, 1989 - April 19, 1989
CAREY JAMISON & COMPANY
May 1, 1987 - March 7, 1989
MAPLE LEAF SECURITIES, INC.
February 27, 1985 - May 12, 1987
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
October 10, 1984 - June 25, 1985
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
