Francis J. Hager
Professional summary
Francis Joseph Hager is a registered financial professional currently at GALLATIN CAPITAL LLC located in New York, New York.
Francis is registered as a RR (Registered Representative) and started their career in finance in 1984. Francis has worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francis Joseph Hager's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2011 - Present
GALLATIN CAPITAL LLC
Office #1: 444 Madison Avenue 29th Floor, New York, NY 10022January 17, 2003 - March 31, 2008
CREDIT SUISSE SECURITIES (USA) LLC
March 14, 2000 - January 17, 2003
PERSHING LLC
September 25, 1984 - March 21, 2000
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/25/2011)
(1/13/2015)
(5/25/2011)
(5/25/2011)
Exams
Series 8
Date: 5/1/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
GALLATIN CAPITAL LLC
CRD#: 124738 / SEC#: , 8-65718
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 1 |
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