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Alfred Dinicola
NAMCOA
Lakewood Ranch, FL
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CRD#: 1305518
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Professional summary
Alfred Dinicola JR, who also goes by Alfred Joseph Dinicola Jr, is a registered financial advisor currently at NAMCOA located in Lakewood Ranch, Florida and MSC - BD, LLC located in Lake Oswego, Oregon.
Alfred is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Alfred has worked at 3 firms and has passed the Series 63, Series 65, Series 66, Series 79TO, SIE and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alfred Joseph Dinicola Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
REAL ESTATE BROKER - Real Estate Commission based. Pelican I Real Estate Development. 9807 Old Hyde Park Place, Lakewood Ranch, FL 34202 5 HOURS A WEEK. Non-investment related. DST CONSULTANT - Rep has dba for consulting services related to 1031, 1033 and Opportunity Zone accredited and institutional investors, website https://dst.investments. 15 HOURS A WEEK. Investment related. CO-EDITOR - DST News, non subscription free informational website related to market news and commentaries on DST, 1031, 1033, Opportunity Zone strategies. Website: https://dstnews.org. CO-AUTHOR - Of "DST Wealth Building", 1 HOUR A WEEK. Educational publication on real estate investing. Investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Alfred Dinicola JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 13, 2020 - Present
NAMCOA
RIA
CRD#: 133978
Lakewood Ranch, FL
Current
November 30, 2018 - Present
MSC - BD, LLC
Office #1: 5 Centerpointe Drive Suite. 400, Lake Oswego, OR 97035BD
CRD#: 142927
LAKE OSWEGO, OR
Past
February 21, 2020 - June 3, 2021
DST INVESTMENTS, LLC
RIA
CRD#: 306402
NAPLES, FL
Past
July 14, 2015 - December 5, 2019
NAMCOA
RIA
CRD#: 133978
NAPLES, FL
Past
September 25, 2014 - December 2, 2014
MSC - BD, LLC
BD
CRD#: 142927
LAKE OSWEGO, OR
Past
June 14, 2007 - October 16, 2012
MSC - BD, LLC
BD
CRD#: 142927
LAKE OSWEGO, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NAMCOA
DST INVESTMENTS | ROBIN HANOVER FINANCIAL CONSULTING | NAPLES ASSET MANAGEMENT CO., LLC | NAPLES ASSET MANAGEMENT CO, LLC | NAMCOA | NAMCO BENEFITS | NAMCO AML | NAMCO 401K | NAMCAO | MY ALTS DATA | MCGIBBON ASSET MANAGEMENT | INFINITY FINANCIAL, LLC | INFINITE WEALTH ADVISORS | GREEN VALLEY WEALTH ADVISORS | FLRETIRE.COM | FIRST OREGON | FIRST OF GEORGIA | DST NEWS
CRD#: 133978 / SEC#: 801-66945
RIA
Registered Investment Advisory firm - (7/5/2006 Approved)Florida
Registered Investment Advisory firm - (11/20/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/15/2022)
RR
Florida(11/30/2018)
IAR
Florida(5/13/2020)
RR
Georgia(8/20/2021)
RR
Illinois(8/20/2021)
RR
Louisiana(3/27/2023)
RR
North Carolina(5/15/2022)
RR
Oregon(11/21/2022)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 11/30/2018
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NAMCOA
DST INVESTMENTS | ROBIN HANOVER FINANCIAL CONSULTING | NAPLES ASSET MANAGEMENT CO., LLC | NAPLES ASSET MANAGEMENT CO, LLC | NAMCOA | NAMCO BENEFITS | NAMCO AML | NAMCO 401K | NAMCAO | MY ALTS DATA | MCGIBBON ASSET MANAGEMENT | INFINITY FINANCIAL, LLC | INFINITE WEALTH ADVISORS | GREEN VALLEY WEALTH ADVISORS | FLRETIRE.COM | FIRST OREGON | FIRST OF GEORGIA | DST NEWS
CRD#: 133978 / SEC#: 801-66945
RIA
Registered Investment Advisory firm - (7/5/2006 Approved)Florida
Registered Investment Advisory firm - (11/20/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
107 Kilson Drive Suite 206, Mooresville, NC 28117
Mailing Address
999 Vanderbilt Beach Road Suite 200, Naples, FL 34108
Phone number
(239) 593-5525
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 462 |
| AUM (Assets Under Management) | $ 312,332,592 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
