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CRD#: 142927
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

MSC - BD, LLC is located at 5 Centerpointe Drive Suite. 400, Lake Oswego, OR 97035 and was first established at Denver, Florida in 07/10/2006. After operating for 19 years, MSC - BD, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MSC - BD, LLC’s clients are individuals and 0% of their clients are high net worth individuals. MSC - BD, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MSC - BD, LLC are registered to handle securities or provide financial advice. The firm has 2 disclosures, 1 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MSC - BD, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MSC - BD, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for MSC - BD, LLC Comes From

Understanding the Statistics for MSC - BD, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1
Arbitration
1

FIRM INFORMATION

Main Address
5 Centerpointe Drive Suite. 400, Lake Oswego, OR 97035
Mailing Address
5 Centerpointe Drive Suite 400, Lake Oswego, OR 97035
Firm Size
Small
Phone Number
(503) 515-1313
Established
Florida since 07/10/2006
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
MADISON STREET CAPITAL, LLCOWNER
BOTCHWAY, CHARLES OKAIPRESIDENT5752036
DIAMOS, ANTHONY SOLONFINOP/CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER4872899
MCINTYRE, PAUL JOSEPHCCO1002368

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Advisor's working at MSC - BD, LLC

AD

Alfred Dinicola JR

Alfred Joseph Dinicola Jr
IAR
RR
CRD#: 1305518
Location:
Lakewood Ranch, FL
Company:
NAMCOA
Disclosures:
Experience:
18 years
View Profile
Paul Joseph Mcintyre

Paul Joseph Mcintyre

IAR
RR
CRD#: 1002368
AIF®: Accredited Investment Fiduciary
Location:
Mooresville, NC 28117
Company:
NAMCOA
Disclosures:
Experience:
45 years
View Profile
BP

Barry Allen Petersen

Barry A Petersen, Barry Petersen
RR
CRD#: 1723643
Location:
Lake Oswego, OR 97035
Company:
MSC - BD, LLC
Disclosures:
Experience:
38 years
View Profile
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