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Alfred Dinicola

MSC - BD
LAKE OSWEGO, OR 97035
CRD#: 1305518
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Alfred Dinicola JRMSC - BD

Professional summary

Alfred Dinicola JR, who also goes by Alfred Joseph Dinicola Jr, is a registered financial professional currently at MSC - BD, LLC located in Lake Oswego, Oregon.

Alfred is registered as a RR (Registered Representative) and started their career in finance in 2007. Alfred has worked at 3 firms and has passed the Series 63, Series 65, Series 66, Series 79TO, SIE and Series 22 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Alfred Joseph Dinicola Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alfred Dinicola JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 30, 2018 - Present

MSC - BD, LLC

Office #1: 5 Centerpointe Drive Suite. 400, Lake Oswego, OR 97035
BD
CRD#: 142927
LAKE OSWEGO, OR
Past

May 13, 2020 - June 1, 2026

NAMCOA

RIA
CRD#: 133978
Lakewood Ranch, FL
Past

February 21, 2020 - June 3, 2021

DST INVESTMENTS, LLC

RIA
CRD#: 306402
NAPLES, FL
Past

July 14, 2015 - December 5, 2019

NAMCOA

RIA
CRD#: 133978
NAPLES, FL
Past

September 25, 2014 - December 2, 2014

MSC - BD, LLC

BD
CRD#: 142927
LAKE OSWEGO, OR
Past

June 14, 2007 - October 16, 2012

MSC - BD, LLC

BD
CRD#: 142927
LAKE OSWEGO, OR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/15/2022)
RR
Florida
(11/30/2018)
RR
Georgia
(8/20/2021)
RR
Illinois
(8/20/2021)
RR
Louisiana
(3/27/2023)
RR
North Carolina
(5/15/2022)
RR
Oregon
(11/21/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 8/20/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/5/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 2/17/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 11/30/2018
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/2/2014
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 22
Date: 5/30/2007
Direct Participation Programs Representative Examination
SRO Registrations
RR
FINRA

Current Firm

M-
MSC - BD, LLC
MCINTYRE INVESTMENTS, INC. | NAPLES AIS, INC. | MSC - BD, LLC

CRD#: 142927 / SEC#: , 8-67511

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
5 Centerpointe Drive Suite. 400, Lake Oswego, OR 97035
Mailing Address
5 Centerpointe Drive Suite 400, Lake Oswego, OR 97035
Phone number
(503) 515-1313
Established
Florida since 07/10/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MADISON STREET CAPITAL, LLCOWNER
BOTCHWAY, CHARLES OKAIPRESIDENT5752036
DIAMOS, ANTHONY SOLONFINOP/CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER4872899
MCINTYRE, PAUL JOSEPHCCO1002368

Disclosures

Regulatory Event1
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MSC - BD, LLC

CRD#: 142927Lake Oswego, OR 97035

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