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LM

Lilian S. Murray

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CRD#: 1305216
LM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lilian Shackelford Murray, who also goes by Lilian Mabel Murrary, Lilian M Shackelford, Lilian Mabel Shackelford, was a registered financial professional .

Lilian is a previously registered financial professional and started their career in finance in 1987. Lilian had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Lilian Mabel Murrary | Lilian M Shackelford | Lilian Mabel Shackelford

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 28, 2012 - February 10, 2023

DOVEDALE INVESTMENTS, LLC

RIA
CRD#: 164745
BELVEDERE, CA
Past

July 12, 2002 - December 31, 2010

SAINTS ADVISORS LLC

BD
CRD#: 117126
SAN FRANCISCO, CA
Past

August 23, 2000 - December 21, 2000

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

November 19, 1996 - November 10, 1999

VOLPE BROWN WHELAN & COMPANY, LLC

BD
CRD#: 18329
SAN FRANCISCO, CA
Past

July 14, 1995 - October 22, 1996

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC
Past

December 23, 1992 - June 29, 1995

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

October 20, 1987 - April 7, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 11/26/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


DI
DOVEDALE INVESTMENTS, LLC
DOVEDALE INVESTMENTS, LLC

CRD#: 164745 / SEC#:

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Contact information


Main Address
Belvedere, CA
Mailing Address
Phone number
(415) 435-5311
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts3
AUM (Assets Under Management)$ 8,100,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DOVEDALE INVESTMENTS, LLC

CRD#: 164745

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