ME
Michael J. Emery
ON INVESTMENT MANAGEMENT CO
Rockford, MI 49341
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CRD#: 1305163
ME
Professional summary
Michael John Emery, who also goes by Mike Emery, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Rockford, Michigan and THE O.N. EQUITY SALES COMPANY located in Rockford, Michigan.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Michael has worked at 7 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Emery
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)FOUR SQUARE FINANCIAL GROUP/ MICHAEL J. EMERY INV REL; NOT INVESTMENT RELATED; 8952 Sterling Hills Drive NE, Rockford, MI 49341 LIFE, HEALTH, FIXED ANNUITY, LTC; AGENT; 01/1997-PRESENT; 3 HRS/MO; 3 HRS/TRADING. 2). 100 Ton Near Coastal; not investment related; 8952 Sterling hills Dr. NE Rockford MI 49343; maritime transport; boat captain; 09/13/2021; 5 hours/month (0during security hours); piloting and moving boats. 3). SUPERIOR POINT BOAT AND YACHT SALES; NOT INVESTMENT RELATED 510 W. Savidge Street, Suite B, #305, Spring Lake, MI 49456;SALES POSITION; OWNER; START DATE: 2/2015-PRESENT; 5 HRS/MO; 5 HRS/MO DURING SEC TRADING. 4). Kaplan Professional education; not investment related; 332 front st, South Lacrosse WI 54601; teaching licensing classes for licenses; 06/14/2016-present; 15 hours/month (8 during securities trading);part time instructor.
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Emery's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 23, 2015 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 8952 Sterling Hills Drive Ne Suite B, #305, Rockford, MI 49341RIA
CRD#: 105662
Rockford, MI
Current
October 19, 2015 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 8952 Sterling Hills Drive Ne, Rockford, MI 49341BD
CRD#: 2936
Rockford, MI
Past
August 24, 2010 - October 21, 2015
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
GRAND RAPIDS, MI
Past
December 9, 1997 - October 21, 2015
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
GRAND RAPIDS, MI
Past
May 15, 1997 - October 16, 1997
OLD KENT FINANCIAL ADVISORS
BD
CRD#: 17039
GRAND RAPIDS, MI
Past
June 24, 1996 - May 16, 1997
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
March 1, 1996 - July 19, 1996
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
September 29, 1995 - March 1, 1996
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Past
December 20, 1984 - August 9, 1995
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(10/19/2015)
RR
Michigan(10/19/2015)
IAR
Michigan(10/23/2015)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662Rockford, MI 49341TRUST BUT VERIFY
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