PB
Paul W. Botte
PETIX & BOTTE FINANCIAL
La Mesa, CA 91942
Some features on this profile are disabled
CRD#: 1305108
PB
Professional summary
Paul William Botte, CFP® is a registered financial advisor currently at PETIX & BOTTE FINANCIAL located in La Mesa, California and LPL FINANCIAL LLC located in La Mesa, California.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Paul has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Tax Planning
Comprehensive Financial Planni...
Retirement Planning
Insurance Planning
Estate Planning
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/16/1999 * NO BUSINESS NAME * Tax Prep/Accounting/CPA * INV REL * AT REPORTED BUSINESS LOCATION(S) * TAX AND FINANCIAL SERVICES CO., INC. * TIME SPENT 0% 2. 4/15/2001 - NON-VARIABLE INSURANCE - 2% OF TIME SPENT - LA MESA, CA. 3. 6/4/2007 - REAL ESTATE RENTAL - L & P FAMILY PARTNERSHIP - FAMILY BUSINESS THAT OWN RENTAL PROPERTIES. 4. 11/11/2009 - Petix & Botte Financial - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 5. 1/30/2013: OTHER-AUTHOR / AUTHOR OF BOOK TITLED "INSTANT RETIREMENT." / TIME SPENT 2%. 6. 02/11/2013 - REAL ESTATE RENTAL - OWNED BY MY TRUST - ONE CONDO IN SAN DIEGO. - TIME SPENT 1% - SAN DIEGO, CA 7. 06/17/2014 - REGISTERED INVESTMENT ADVISOR - (HYBRID) PETIX & BOTTE COMPANY - TIME SPENT 75% - LA MESA, CA 8. 06/24/2015: BOTTE RENTAL - INV REL - NABAL LA MESA CA - REAL ESTATE RENTAL - START:06/20/15 - 5 HOURS PER MONTH NONE DURING TREADING - CO-OWNER 9. 02/10/2016 - Paul W Botte, Inc - INV REL - 7777 Alvarado rd 320 la mesa ca 91942 - Business Entity For Tax/Investment Purposes Only - START 10/02/2003 - for tax purposes only 10. 02/11/2016 - petix & Botte company - INV REL - 7777 Alvarado rd 320 la mesa ca 91942 - Registered Investment Advisor DBA - START 05/01/2014 - 80 HOURS PER MONTH, 6 DURING TRADING 11. 02/12/2016 * Petix & Botte Tax and business service * Tax Prep/Accounting/CPA * inv rel * at reported business location(s) * start 11/16/1999 * 1 hr/mo during secs trdg hrs. 12. 12/7/2020 - No Business Name - Investment Related - La Mesa CA - Real Estate Rental - Started 08/14/2014 - 1 Hour Per Month During Securities Trading 13. 07/24/2023 - BOTTE EQUIPMENT INC - Not Investment Related - Home Based - Other - Family Business - Secretary - Start Date 06/23/2023 - 2 Hours Per Month/ 0 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Paul William Botte's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1985
Experience
Current
January 23, 2024 - Present
PETIX & BOTTE FINANCIAL
Office #1: 7777 Alvarado Road Suite 520, La Mesa, CA 91942RIA
CRD#: 170020
La Mesa, CA
Current
November 12, 1999 - Present
LPL FINANCIAL LLC
Office #1: 7777 Alvarado Road, Ste 520, La Mesa, CA 91942RIA
BD
CRD#: 6413
La Mesa, CA
Past
May 5, 2014 - December 31, 2023
PETIX & BOTTE FINANCIAL
RIA
CRD#: 170020
LA MESA, CA
Past
November 23, 1999 - October 29, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
LA MESA, CA
Past
November 19, 1989 - November 17, 1999
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
November 3, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
October 21, 1985 - November 3, 1988
CHRISTOPHER WEIL & COMPANY, INC
BD
CRD#: 6566
Past
October 26, 1984 - December 24, 1985
INVESTMENT MARKETING, INC.
BD
CRD#: 2322
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
P&
PETIX & BOTTE FINANCIAL
PETIX & BOTTE COMPANY | PETIX & BOTTE FINANCIAL
CRD#: 170020 / SEC#: 801-79597
RIA
Registered Investment Advisory firm - (5/5/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/3/2019)
RR
Arkansas(5/3/2019)
RR
California(11/12/1999)
IAR
California(1/23/2024)
RR
Colorado(5/3/2019)
RR
Florida(5/3/2019)
RR
Idaho(5/3/2019)
RR
Illinois(5/3/2019)
RR
Maine(5/3/2019)
RR
Massachusetts(10/24/2019)
RR
Missouri(5/3/2019)
RR
Nebraska(5/3/2019)
RR
Nevada(5/3/2019)
RR
New York(5/3/2019)
RR
North Carolina(5/3/2019)
RR
Pennsylvania(5/3/2019)
RR
South Dakota(5/3/2019)
RR
Texas(5/3/2019)
RR
Utah(5/3/2019)
RR
Virginia(5/3/2019)
RR
Washington(5/3/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
P&
PETIX & BOTTE FINANCIAL
PETIX & BOTTE COMPANY | PETIX & BOTTE FINANCIAL
CRD#: 170020 / SEC#: 801-79597
RIA
Registered Investment Advisory firm - (5/5/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7777 Alvarado Road Suite 520, La Mesa, CA 91942
Mailing Address
Phone number
(619) 698-6500
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 748 |
| AUM (Assets Under Management) | $ 364,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
