John R. Clarke
Professional summary
John Robert Clarke, who also goes by John Robert Clark, is a registered financial professional currently at THINKEQUITY LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1984. John has worked at 10 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 87, Series 7, Series 10, Series 9, Series 14, Series 27, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Robert Clarke's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2026 - Present
THINKEQUITY LLC
Office #1: 17 State Street 41st Floor, New York, NY, 10004January 8, 2021 - February 19, 2026
AEGIS CAPITAL CORP.
September 21, 2007 - March 13, 2020
MIDTOWN PARTNERS
November 4, 2003 - September 25, 2007
H.C.WAINWRIGHT & CO., LLC
January 24, 2002 - October 31, 2003
AUGMENT SECURITIES INC.
May 30, 2001 - January 16, 2002
ARGOSY CAPITAL SECURITIES, INC.
June 18, 1998 - May 23, 2000
J.P. TURNER & COMPANY, L.L.C.
December 1, 1995 - October 8, 1996
JWGENESIS SECURITIES, INC.
November 14, 1990 - December 12, 1995
JOSEPHTHAL & CO., INC.
September 26, 1984 - November 23, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/13/2026)
(2/13/2026)
(2/17/2026)
(2/16/2026)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 8
Date: 7/2/1991
General Securities Sales Supervisor Examination (Options Module & General Module)24X National Exchange LLC
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
THINKEQUITY LLC
CRD#: 20996 / SEC#: , 8-38622
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JAIGOBIND, RAMNARAIN JOSEPH JR | CHIEF EXECUTIVE OFFICER, GENERAL PRINCIPAL | 2273469 |
| FORDHAM HOLDING GROUP, INC. | SHAREHOLDER | |
| BAQUET, EDWARD MANUEL | OPTIONS PRINCIPAL | 4986983 |
| BAQUET, WILLIAM | GENERAL PRINCIPAL, PRESIDENT, DIRECTOR, SECRETARY, TREASURER, HEAD OF TRADING, NYSE GP, NYSE GS CHIEF OPERATING OFFICER | 1332676 |
| BOYLE, BRUCE | COMPLIANCE OFFICER, OPTIONS PRINCIPAL | 1796066 |
| CHOUDHARY, CHIRAG | HEAD OF EQUITY CAPITAL MARKETS AND INSTITUTIONAL SALES | 4534379 |
| GIORDANO, CHARLES FRANCIS | MANAGING DIRECTOR, GENERAL PRINCIPAL | 2124257 |
| HENDERSON, PHYLLIS ANNE | CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, NYSE GP, NYSE GS | 1343053 |
| KRIM, ALAN MITCHELL | CFO, FINOP, NYSE FI | 2785337 |
| KUMAR, ASHOK | MANAGING DIRECTOR, RESEARCH | 2374960 |
| LORD, ERIC | HEAD OF INVESTMENT BANKING | 5232206 |
| MANCUSO, PETER VINCENT | MANAGING DIRECTOR, EQUITY TRADING, NYSE COMPLIANCE OFFICER, FLOOR SUPERVISOR | 2357435 |
| MANGAN, KEVIN ROBERT | MANAGING DIRECTOR, HEAD OF EQUITY SYNDICATE | 5365766 |
| MOHAMMED, SABRINA JASMINE | FINOP | 7151560 |
| NASH, KELLY | SUPERVISORY ANALYST, RESEARCH PRINCIPAL | 3017718 |
| QUARTUCCIO, PHILIP PAUL | MANAGING DIRECTOR, HEAD OF GLOBAL TRADING | 2397864 |
| ROTHBAUM, SCOTT | SUPERVISOR - SALES | 5237026 |
| SINGER, JEFFREY DAVID | HEAD OF DEBT CAPITAL MARKETS | 4829339 |
| SKOP, CRAIG MICHAEL | S-24 SUPERVISOR - CORPORATE ACCESS | 2301924 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
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