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KB

Kevin J. Browne

FB SECURITIES
NEW YORK, NY 10028
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CRD#: 1304129
KB
Kevin James BrowneFB SECURITIES

Professional summary


Kevin James Browne is a registered financial professional currently at FB SECURITIES, LLC located in New York, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1984. Kevin has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 52, Series 7, Series 55, Series 3, Series 53, Series 27, Series 4, Series 24 and Series 8 exams.

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kevin James Browne's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 16, 2025 - Present

FB SECURITIES, LLC

Office #1: 150 E. 85 Street Apt 2i, New York, NY 10028
BD
CRD#: 332916
NEW YORK, NY
Past

March 14, 2019 - December 8, 2022

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
New York, NY
Past

October 14, 2014 - February 20, 2018

SANTANDER US CAPITAL MARKETS LLC

BD
CRD#: 150696
NEW YORK, NY
Past

February 11, 2014 - October 14, 2014

AMHERST SECURITIES GROUP, L.P.

BD
CRD#: 31141
NEW YORK, NY
Past

January 26, 2012 - February 3, 2014

R.W.PRESSPRICH & CO.

BD
CRD#: 26460
NEW YORK, NY
Past

August 4, 1998 - October 10, 2003

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

September 25, 1984 - August 7, 1998

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/26/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 12/16/2025
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 5/23/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 7/7/1989
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm


FS
FB SECURITIES, LLC
FB SECURITIES, LLC | FUNDBANK SECURITIES, LLC

CRD#: 332916 / SEC#: , 8-71300

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
301 Congress Avenue Suite 1725, Austin, TX 78701
Mailing Address
301 Congress Avenue Suite 1725, Austin, TX 78701
Phone number
(512) 886-2725
Established
Delaware since 09/03/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
FB SECURITIES MEMBER, LLCSOLE MEMBER
BENINCASA, GABRIEL ANTHONYGENERAL COUNSEL AND CCO2253881
DEBLANC, DONALD JOSEPHFINOP1666410
HEBERT, MICHAEL JAMESSROP1229298
ROSANELLI, JOHN DAMIONCEO1084596

Red Flags


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Company Information


FB SECURITIES, LLC

CRD#: 332916New York, NY 10028

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