Kevin James Browne
Professional Summary
Kevin James Browne is a registered financial advisor currently at FB SECURITIES, LLC located in New York, New York. Kevin is registered as a RR (Registered Representative) and started their career in finance in 1984. Kevin has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 52, Series 7, Series 55, Series 3, Series 53, Series 27, Series 4, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
FB SECURITIES, LLC | FUNDBANK SECURITIES, LLC
Contact Information
Main Address
150 E. 85 Street Apt 2i, New York, NY 10028Mailing Address
150 E. 85 Street Apt 2i, New York, NY 10028Phone Number
(914) 439-2626Established
Delaware since 09/03/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (47 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed May 2000Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jul 1989SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kevin James Browne's CRS (Customer Relationship Summary).
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